Senior Compliance Specialist

2 days ago

Canberra, ACT, Australia beBeeCompliance Full time
Regulatory Compliance Manager Job Description

Our company is seeking an experienced Regulatory Compliance Manager to join our team, supporting regulatory oversight across Australia and New Zealand. This role presents a fantastic opportunity to make a meaningful impact and help shape the compliance function.

  • Manage and maintain the Australian Financial Services Licence (AFSL), ensuring all procedures and processes align with regulatory expectations.
  • Act as the main point of contact for ASIC.
  • Provide trusted compliance advice across teams relating to the AFSL and Corporations Act to support the safe launch of new products and services.
  • Lead horizon scanning and regulatory change management, ensuring timely communication and implementation of updates.
  • Enhance the regulatory compliance framework, with a focus on monitoring and measuring non-financial crime regulatory risk.
  • Oversee breach reporting processes to ensure timely and accurate submissions to regulators.
  • Manage complaint handling processes in line with regulatory requirements and internal policies.
  • Design and deliver targeted compliance training informed by risk assessments.
  • Prepare clear and concise reporting and insights for the Risk Committee and Board.
Required Skills and Qualifications
  • A strong background in regulatory compliance within financial services, ideally in payments or remittance.
  • Ideal candidates will have a background in payments or investment funds.
  • Hands-on experience working with or within an organisation holding an AFSL.
  • Solid knowledge of regulatory obligations under ASIC and APRA.
  • Excellent written and verbal communication skills and the confidence to work with a wide range of stakeholders.
  • A hands-on, pragmatic mindset with the ability to find workable solutions and drive continuous improvement.
  • The ability to work well under pressure, manage multiple priorities, and meet tight deadlines.
  • Flexibility to travel occasionally to collaborate with teams in other locations.
Benefits

This is a fantastic opportunity to be part of a fast-paced and purpose-driven team, making a meaningful impact and helping shape the compliance function.

What You Will Need To Do
  1. Ensure all procedures and processes align with regulatory expectations.
  2. Act as the main point of contact for ASIC.
  3. Provide trusted compliance advice across teams relating to the AFSL and Corporations Act.
  4. Lead horizon scanning and regulatory change management.
  5. Enhance the regulatory compliance framework.
  6. Oversee breach reporting processes.
  7. Manage complaint handling processes.
  8. Design and deliver targeted compliance training.
  9. Prepare clear and concise reporting and insights.

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