Financial Services Regulatory Compliance Specialist

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to manage the content lifecycle for assigned regulatory modules.This role involves developing and implementing compliance strategies, managing authoring projects, and ensuring quality and compliance standards are consistently met.The ideal candidate will have a University law degree...

Job Title: Regulatory Compliance SpecialistWe are seeking an experienced Regulatory Compliance Specialist to lead client engagements and guide team members through intricate compliance practices.The ideal candidate will have a strong background in regulatory topics, such as customer experience and remediation, prudential risk management, and regulatory...

Job Title: Regulatory Compliance SpecialistAbout this role:The Regulatory Compliance Specialist ensures business operations adhere to regulatory requirements and industry guidelines. This role is responsible for developing, implementing, and continuously improving compliance policies and procedures.Key Responsibilities:Evaluate and ensure compliance with...

Regulatory Compliance SpecialistWe are seeking a skilled Regulatory Compliance Specialist to join our team. As a key member of our Risk and Compliance function, you will be responsible for ensuring that our organization meets all relevant regulatory requirements.Job DescriptionThe Regulatory Compliance Specialist will be responsible for:Supporting the...

Located in Richmond, close to public transport and parking, this is a unique opportunity to work with one of Melbourne's leading providers of financial advice.The RoleAs a Regulatory Compliance Specialist, you will report to the General Counsel and Directors. Key responsibilities include:Ensuring compliance with external regulatory requirements and internal...

Job OverviewWe are seeking a Regulatory Compliance Specialist to join our Corporate and Superannuation Trustee Services (CSTS) business as part of the Legal, Regulatory & Governance Advisory team.This is a dynamic and collaborative role that contributes to our regulatory affairs program, helping us maintain a strong compliance and governance culture across a...

Immerse yourself in a dynamic and challenging role as a Regulatory Compliance Specialist, where you will play a pivotal part in ensuring our business operates within the bounds of regulatory requirements.The OpportunityWe are seeking an individual with exceptional analytical skills and attention to detail to support our regulatory change process. The...

Job Summary:A senior manager will oversee and manage the company's regulatory compliance in Australia, ensuring adherence to applicable regulations.Develop and implement a comprehensive regulatory compliance program.Provide expert guidance on new products and business structures.Conduct regular compliance assessments, manage internal controls, and oversee...

Key responsibilities of a Regulatory Compliance Officer include:Supporting the team in managing regulatory compliance across Australia.Monitoring and advising on day-to-day compliance related matters, as well as reviewing and submitting reconciliations and regulatory reports.Liaising with global compliance officers on business activities conducted across...

Job OverviewAs a key member of our regulatory content team, you will be responsible for leading the development of high-impact regulatory content within our Financial Services portfolio.The ideal candidate will have a strong passion for the financial services sector and a deep understanding of the complex regulatory landscape that governs it. They will be...