Regulatory Compliance Manager

2 weeks ago


Melbourne, Victoria, Australia beBeeCompliance Full time $180,000 - $240,000

Job Summary:

A senior manager will oversee and manage the company's regulatory compliance in Australia, ensuring adherence to applicable regulations.

  • Develop and implement a comprehensive regulatory compliance program.
  • Provide expert guidance on new products and business structures.
  • Conduct regular compliance assessments, manage internal controls, and oversee third-party due diligence.
  • Review marketing materials, handle escalated disputes, and conduct risk assessments.
  • Support regulatory inquiries, manage specific requests, and develop compliance policies.
  • Collaborate with cross-functional teams to ensure compliance awareness and staff adherence to policies.

Key Requirements:

  • At least 10 years of experience in financial services compliance.
  • Bachelor's degree; RG146 compliance and ACAMS certification are preferred.
  • Strong knowledge of AFSL obligations, derivatives compliance, and reporting requirements.
  • Leadership experience and familiarity with ASIC, AUSTRAC, RBA, and APRA regulations.
  • Excellent analytical, communication, and organizational skills.
  • Interest and knowledge in emerging technologies like cryptocurrency, blockchain, and fintech ecosystems.


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