Wealth Distribution Compliance Expert

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $90,000 - $150,000

Key Role: We are seeking a seasoned compliance professional to provide critical support and advice to our wealth distribution team.

Your Key Responsibilities:

  • Support business teams with proactive and reliable compliance guidance.
  • Ensure periodic and ad hoc materials adhere to regulatory standards.
  • Identify risks through regular compliance assessments and develop frameworks for incident management and monitoring.
  • Promote a robust approach to the organization's digital and marketing compliance framework.
  • Deliver workshops and training sessions to share best practices.

Essential Skills and Qualifications:

  • 5+ years of recent compliance experience in financial services (preferably in wealth management).
  • Degree qualified in business, finance or law.
  • Strong project management and stakeholder influencing skills.
  • In-depth knowledge of relevant laws, regulations and regulatory guides underpinning a financial advice business.

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