Wealth Product Distributor

1 week ago


Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $150,000
Job Description:

We are seeking a skilled Compliance Manager to support our Consumer Wealth Distribution team. This key business-facing role will provide compliance advice and guidance to ensure the effective distribution of wealth products.

Your Key Responsibilities:

  • Support the Bank Wealth Distribution and Analytics teams in ensuring regulatory compliance.
  • Provide proactive and reliable compliance advice on advertising and distributing consumer wealth products.
  • Ensure all materials adhere to APRA, ASIC, and OAIC guidelines.
  • Perform regular compliance assessments to identify immediate and emerging risks.
  • Promote a rigorous approach to the Group's Digital & Marketing Compliance Framework.
  • Perform targeted reviews of key risks and controls.
  • Develop and deliver workshops and compliance training sessions.
  • Lead the implementation of an effective compliance framework.

Requirements:

  • A minimum of 5 years recent experience in compliance in Financial Services (preferably in Wealth Management).
  • Degree qualified in Business, Finance, or Law.
  • A pragmatic operator with strong project management skills.
  • A strong understanding of relevant laws and regulations underpinning a Financial Advice business.


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