Wealth Product Distributor

1 week ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $150,000
Job Description:

We are seeking a skilled Compliance Manager to support our Consumer Wealth Distribution team. This key business-facing role will provide compliance advice and guidance to ensure the effective distribution of wealth products.

Your Key Responsibilities:

  • Support the Bank Wealth Distribution and Analytics teams in ensuring regulatory compliance.
  • Provide proactive and reliable compliance advice on advertising and distributing consumer wealth products.
  • Ensure all materials adhere to APRA, ASIC, and OAIC guidelines.
  • Perform regular compliance assessments to identify immediate and emerging risks.
  • Promote a rigorous approach to the Group's Digital & Marketing Compliance Framework.
  • Perform targeted reviews of key risks and controls.
  • Develop and deliver workshops and compliance training sessions.
  • Lead the implementation of an effective compliance framework.

Requirements:

  • A minimum of 5 years recent experience in compliance in Financial Services (preferably in Wealth Management).
  • Degree qualified in Business, Finance, or Law.
  • A pragmatic operator with strong project management skills.
  • A strong understanding of relevant laws and regulations underpinning a Financial Advice business.

  • Distributor Network Manager

    2 weeks ago

    Sydney, New South Wales, Australia beBeeAccount Full time $120,000 - $140,000

    Job Opportunity: State Distributor ManagerThe successful candidate will oversee the management of all product lines within our distributor network in New South Wales, Australia.This key role is responsible for ensuring the efficient distribution of new and current products, while maintaining strong customer relationships and driving sales growth.

  • Product Owner

    1 day ago

    Sydney, New South Wales, Australia LGT Crestone Wealth Management Limited Full time $120,000 - $180,000 per year

    LGT Wealth Management was formed around a clear and uncompromising vision – to bring global best practice in building institutional quality investment portfolios to Australian clients.With a shared passion for building an uncompromised business – we created something new from the ground up. A chance to leave behind the things that weren't working, while...

  • State Distributor Manager

    3 weeks ago

    Sydney, New South Wales, Australia Simplot Australia Pty Ltd Full time

    OverviewState Distributor Manager - NSW role at Simplot Australia Pty Ltd. This permanent full-time position is based in New South Wales and reports to the State Sales Manager - Northern. The role is responsible for the overall management of all product lines within the distributor network in the state, achieving targeted sales and contribution margin...

  • State Distributor Manager

    3 weeks ago

    Sydney, New South Wales, Australia Simplot Australia Pty Ltd Full time

    OverviewState Distributor Manager - NSW role at Simplot Australia Pty Ltd. This permanent full-time position is based in New South Wales and reports to the State Sales Manager - Northern. The role is responsible for the overall management of all product lines within the distributor network in the state, achieving targeted sales and contribution margin...

  • Wealth Management

    6 days ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time $70,000 - $120,000 per year

    Seeking experienced candidates with 2-3 years prior work experience in project coordination, consulting, product support or ideally Big 4 management consulting experience from within Financial Services - ideally Private Banking or Wealth Management industry.Our client is a leading global wealth management firm that advises, trades, manages and distributes...

  • Wealth Propositions Strategist

    7 days ago

    Sydney, New South Wales, Australia beBeeLeadership Full time $180,000 - $240,000

    Role OverviewThis is an exciting opportunity to take on a senior leadership role in our Wealth business, driving growth and expansion of our wealth propositions.You will lead a team of professionals with deep expertise, developing their careers, and supporting a strong culture of collaboration. The ideal candidate will have a proven track record in...

  • Wealth Manager

    2 weeks ago

    Sydney, New South Wales, Australia Independent Resourcing Consultancy Ltd Full time

    My client, a premier financial services firm, is seeking an experienced and highly motivated Wealth Manager to join their dynamic team in Sydney, Australia.This role is pivotal in providing tailored financial advice and wealth management solutions to high-net-worth individuals and families.The ideal candidate will have a proven track record in wealth...

  • Wealth Manager

    2 weeks ago

    Sydney, New South Wales, Australia Ircfsjobs Full time

    Position: Wealth Manager Location: Sydney, Australia Employment Type: Full-Time About the Role: My client, a premier financial services firm, is seeking an experienced and highly motivated Wealth Manager to join their dynamic team in Sydney, Australia.This role is pivotal in providing tailored financial advice and wealth management solutions to...

  • Tribe Lead, Wealth

    7 days ago

    Sydney, New South Wales, Australia Ing Full time

    At ING we value your unique voice and perspective, which is why we're counting on you to help us become even better. Join our team and build an exceptional experience for yourself while making a difference in our customers' lives.We're looking for an experienced **Tribe Lead Wealth** to join the **Retail Banking Leadership** **Team**, focusing specifically...

  • Chief Compliance Officer: Consumer Wealth Products

    1 week ago

    Sydney, New South Wales, Australia beBeeWealth Full time $120,000 - $150,000

    Job Title:Compliance Manager, Wealth DistributionJob Description:We are seeking a seasoned compliance professional to join our team. As a key member of the Consumer Wealth Distribution group, you will play a critical role in ensuring that our business operations align with regulatory requirements.Key responsibilities include:Providing proactive and reliable...