Financial Markets Risk Management Lead

3 hours ago

Sydney, New South Wales, Australia BeathChapman Pte Ltd Full time
Financial Markets Risk Management Lead - MiFID

Role Overview:

We are seeking an experienced Financial Markets Risk Management Lead to join our team at BeathChapman Pte Ltd. As a key member of our Institutional Bank, you will be responsible for managing change projects across the end-to-end value chain in the Global Financial Markets business unit.

Your Key Responsibilities:

  1. Represent the 1LoD on change projects to ensure risks are appropriately identified and addressed while ensuring business objectives are met.
  2. Document and assess the design effectiveness of controls, capturing regulatory changes and assessing their impact within the risk and compliance appetite.
  3. Ensure appropriate monitoring controls and KRIs are implemented to provide ongoing oversight of operating effectiveness.
  4. Provide 1LoD input to issue prioritization and remediation, undertaking incident management and risk reporting when required.
  5. Establish a risk-aware and safe escalation culture within Projects, collaborating across 1LoD and 2LoD to ensure all compliance obligations relevant to Financial Markets are incorporated into business unit compliance plans and supported by robust compliance processes.
  6. Ensure Projects meet the minimum requirements for managing operational risk in Projects, including completion of the Risk Control Matrix.
  7. Lead and supervise a small team of risk managers when required.

Skill Requirements:

  1. Minimum 5 years of experience in Operational Risk and Controls in Institutional Banking/Financial Markets, including those gained overseas.
  2. Capability to assess operational risks, design/test adequate controls, and assist with implementation as a 1LoD function.
  3. Demonstrated ability to provide advice/recommendation on the design effectiveness of controls.
  4. Outstanding ability to verbalize complex operational risk language to business leaders to ensure key messages are delivered and comprehended.
  5. Pragmatic and self-motivated Risk Leader willing to get hands dirty.
  6. Knowledge/experience in global-scale regulatory reforms (i.e. MiFID, Initial Margin CFTC, GDR) gained in Australia or overseas is highly desirable.

For further information on this role, please contact Eugena Gong or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.

  • Financial Markets Analyst

    2 days ago

    Sydney, New South Wales, Australia IMC Financial Markets Full time

    About IMC Financial MarketsIMC Financial Markets is a leading trading firm, renowned for its cutting-edge technology and exceptional execution capabilities. With over 30 years of experience, we've established ourselves as a stabilizing force in the financial markets, providing essential liquidity to our counterparties.Our TeamOur Equity Analyst team plays a...

  • Market Data Specialist

    7 days ago

    Sydney, New South Wales, Australia IMC Financial Markets Full time

    About the RoleWe are seeking a highly skilled Market Data Specialist to join our team at IMC Financial Markets. As a key member of our Market Data Team, you will be responsible for managing all aspects of the market data lifecycle, from sourcing new data sets to ongoing inventory and vendor relationship management.Key ResponsibilitiesMarket Data Management:...

  • Quantitative Researcher

    2 hours ago

    Sydney, New South Wales, Australia IMC Financial Markets Full time

    Job Title: Quantitative ResearcherIMC Financial Markets is seeking an experienced Quantitative Researcher to develop high-to-mid frequency delta one trading strategies and predictive models for the APAC markets. If you're passionate about leveraging machine learning to drive trading innovation, this role may be the perfect fit.You will be responsible for...

  • Lead Operational Risk Specialist

    7 days ago

    Sydney, New South Wales, Australia CMC Markets Full time

    CMC Markets is seeking a Senior Operational Risk Analyst to enhance our Risk Management division. This role is essential in fostering a robust risk management culture across our operations.Key Responsibilities:As part of the Global Operational Risk Team, you will:Facilitate and critically assess operational risk evaluations across various departments, aiding...

  • Risk Management Specialist

    7 days ago

    Sydney, New South Wales, Australia Insignia Financial Full time

    About the RoleWe are seeking a highly skilled Risk Management Specialist to join our team at Insignia Financial. As a key member of our Risk Management team, you will play a critical role in ensuring a sound risk and compliance culture, and stronger risk outcomes for our organization.Key ResponsibilitiesAssist in building a strong and highly regarded Risk...

  • Risk Management Specialist

    7 days ago

    Sydney, New South Wales, Australia Insignia Financial Full time

    About the RoleWe are seeking a highly skilled Risk Management Specialist to join our team at Insignia Financial. As a key member of our Risk Management team, you will play a critical role in ensuring a sound risk and compliance culture, and stronger risk outcomes for our organization.Key ResponsibilitiesAssist in building a strong and highly regarded Risk...

  • Lead Operational Risk Specialist

    7 days ago

    Sydney, New South Wales, Australia CMC Markets Full time

    CMC Markets is seeking a Senior Operational Risk Analyst to enhance our Risk Management division. This permanent position is crucial for fostering a robust risk management culture within our organization.Role Overview:As a vital member of the Global Operational Risk Team, you will be instrumental in supporting the operational activities across the APAC...

  • Senior Risk Management Specialist

    7 days ago

    Sydney, New South Wales, Australia CMC Markets Full time

    CMC Markets, a global leader in CFD trading and share investing, is seeking a highly skilled Senior Operational Risk Analyst to join its Risk Management team in Sydney. As a key member of the team, you will play a pivotal role in effectively embedding a culture of risk management within the business.The successful candidate will have a minimum of 3 years'...

  • Market Data Specialist

    2 hours ago

    Sydney, New South Wales, Australia IMC Financial Markets Full time

    {"About Us": "IMC Financial Markets is a leading trading firm, known for our advanced technology and world-class execution capabilities. We provide essential liquidity to our counterparties and have a strong foundation that allows us to grow and add new capabilities. Our talented employees are united by our entrepreneurial spirit, exceptional culture, and...

  • Financial Markets Risk in Change Lead

    7 days ago

    Sydney, New South Wales, Australia BeathChapman Pte Ltd Full time

    Financial Markets Risk in Change Lead - BeathChapman Pte LtdJob Summary:We are seeking an experienced Operational Risk Manager to join our team at BeathChapman Pte Ltd. The successful candidate will be responsible for managing change being delivered by Projects across the end-to-end value chain in the Global Financial Markets business unit.Your Key...

  • Quantitative Trading Analyst Intern

    6 days ago

    Sydney, New South Wales, Australia IMC Financial Markets Full time

    Internship OverviewIMC Financial Markets is offering a 10-week internship program for students pursuing a degree in a quantitative field of study. This internship provides a unique opportunity to gain hands-on experience in the financial markets industry and develop skills in trading, risk management, and quantitative analysis.Key ResponsibilitiesTrading and...

  • Senior Risk Management Specialist

    1 hour ago

    Sydney, New South Wales, Australia CMC Markets Full time

    Senior Operational Risk AnalystCareer Opportunity at CMC MarketsCMC Markets, a global leader in CFD trading and share investing, is seeking a highly skilled Senior Operational Risk Analyst to join our Risk Management team in Sydney. As a key member of our team, you will play a pivotal role in embedding a culture of risk management within the business.Key...

  • Senior Risk Management Analyst

    7 days ago

    Sydney, New South Wales, Australia CMC Markets Full time

    CMC Markets is seeking a Senior Risk Management Analyst to enhance our Risk Management division. This position is crucial for fostering a robust risk management culture within our organization.Key Responsibilities:As a vital member of the Global Operational Risk Team, you will:Facilitate and critically assess operational risk evaluations across various...

  • Senior Risk Management Specialist

    7 days ago

    Sydney, New South Wales, Australia CMC Markets Full time

    About the RoleCMC Markets is seeking a highly skilled Senior Risk Management Specialist to join our Risk Management team in Sydney. As a key member of our team, you will play a pivotal role in effectively embedding a culture of risk management within our business.Key ResponsibilitiesFacilitate and review operational risk assessments across various...

  • Financial Markets Risk Specialist

    7 days ago

    Sydney, New South Wales, Australia ANZ Full time

    About UsAt ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers. About the RoleAs a Markets Risk Technology Analyst in our Market Risk Technology Team, you'll play a key role in collaborating with our various Market Risk stakeholders and...

  • Trader Internship Opportunity

    5 days ago

    Sydney, New South Wales, Australia IMC Financial Markets Full time

    About the RoleWe are seeking a talented and ambitious individual to join our team as a Trader Intern at IMC Financial Markets. As a Trader Intern, you will be immersed in real-world trading projects, complex problem-solving, and opportunities to learn from experienced traders and engineers.Key ResponsibilitiesParticipate in hands-on trading projects,...

  • Senior Operational Risk Manager

    7 days ago

    Sydney, New South Wales, Australia CMC Markets Full time

    About the RoleWe are seeking a highly skilled Senior Operational Risk Manager to join our Risk Management team at CMC Markets. As a key member of our team, you will play a pivotal role in effectively embedding a culture of risk management within our business.Key ResponsibilitiesFacilitate, review, and challenge operational risk assessments across various...

  • Senior Risk Management Specialist

    7 days ago

    Sydney, New South Wales, Australia CMC Markets Full time

    About the RoleCMC Markets is seeking a highly skilled Senior Operational Risk Analyst to join our Risk Management team in Sydney. As a key member of our team, you will play a pivotal role in effectively embedding a culture of risk management within the business.Key ResponsibilitiesFacilitate, review, and challenge operational risk assessments across various...

  • Market Risk Manager

    2 hours ago

    Sydney, New South Wales, Australia Bluefin Resources Full time

    Market Risk ManagerWe are seeking a highly skilled Market Risk Manager to join our team at Bluefin Resources. As a key member of our Market Risk team, you will be responsible for managing and mitigating market risk across our traded market risk portfolio.Key Responsibilities:Develop and implement risk management strategies to ensure compliance with...

  • Senior Index Options Trader

    7 days ago

    Sydney, New South Wales, Australia IMC Financial Markets Full time

    Position Overview:IMC Financial Markets has established itself as a leader in Index Options trading across the APAC region, holding a significant market share in all major indices. Our traders utilize top-tier execution capabilities, alongside proprietary macroeconomic research, high-quality historical data, and advanced predictive trading signals to...