Chief Compliance Officer Wealth Platforms

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $180,000 - $200,000

Compliance Manager - Wealth Platforms Opportunity

We are seeking an experienced Compliance Manager to play a key role in advising, reviewing and challenging compliance risks in our wealth platforms division.

This is an exciting opportunity for a professional with prior experience in a compliance or risk management role supporting retail financial services and/or wealth management.

  • Review and enhance the compliance and risk management framework across multiple retail wealth products.
  • Advise stakeholders on meeting their compliance requirements.
  • Engage with stakeholders on regulatory changes and standards.
  • Assist the business in assessing business impacts.

The successful candidate will perform targeted compliance risk and policy reviews, as well as ongoing compliance monitoring. They will also draft and assist with implementing solutions to process and control design, including incident and breach assessment and reporting.

Key Requirements:

  • Experience in a Compliance or Risk Management role supporting retail financial services and/or wealth management.
  • Demonstrable understanding of the regulatory and compliance landscape.
  • Strong communication and interpersonal skills.
  • Commercial acumen.
  • Tertiary qualifications in Law, Finance, Commerce or a similar discipline.

About This Role

As part of our Risk Management Group, you will be part of an independent and centralised function responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks.

Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.

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