Operational Compliance Specialist

6 days ago

Sydney, New South Wales, Australia beBeeCompliance Full time $100,000 - $120,000

Investment Operations Analyst Role

This is a key position within our investment compliance framework, ensuring strict adherence to client agreements and facilitating the daily investment process.

Responsibilities include:

  • Conducting ongoing monitoring of investment compliance rules within client agreements.
  • Engaging with clients and investment managers on guideline monitoring, responding to queries and resolving issues efficiently.
  • Assisting in related compliance activities, including Substantial Shareholder, Exposure, and derivatives monitoring.
  • Supporting service delivery with a focus on timeliness and client satisfaction.
  • Collaborating with internal teams to enhance service quality and address operational issues.
  • Assisting with implementing and optimizing compliance processes and service enhancements.
  • Participating in new client onboarding and activity setup.
  • Contributing to business requirement documentation, user acceptance testing (UAT), and project governance.

We seek candidates with 2-3 years of experience in Investment Compliance or a related field. Ability to interpret investment mandates and implement corresponding rules in compliance systems. Strong written and verbal communication skills, client-focused and great interpersonal skills are required.

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