Regulatory Compliance Specialist

15 hours ago


Sydney, New South Wales, Australia Whizdom Recruitment Full time
About the Role

We are seeking a highly skilled Regulatory Compliance Specialist to join our team in Sydney.

This is an exciting opportunity for an experienced professional to lead proactive regulatory compliance activities, manage and resolve complex complaints, and conduct investigations.

Key Responsibilities
  • Caseload Management
    • Manage a caseload of files within set timeframes to achieve quality outcomes and organisational goals.
  • Investigations and Compliance
    • Conduct preliminary inquiries, interviews, and onsite assessments in a professional manner.
    • Prepare regulatory reports and recommendations.
  • Project Management
    • Manage projects including the development and publication of regulatory guidance.
  • Team Leadership
    • Support the achievement of timeliness and quality standards by all team members.
    • Coach, supervise, and provide timely, constructive feedback to team members.
  • Communication
    • Communicate regularly with external parties, including senior position holders.
Requirements
  • Qualifications
    • A relevant degree or equivalent experience.
  • Skills
    • Proven experience in regulatory compliance, case management, and project coordination.
    • Excellent communication, leadership, and problem-solving skills.
  • Location
    • Sydney CBD (hybrid working arrangement).
What We Offer
  • Salary
    • $95,000 - $110,000 per annum.
  • Benefits
    • An 8-month contract with potential extension options.
    • Opportunity to work on high-profile projects.
How to Apply

Please upload your resume to apply. We will contact suitable candidates for further instructions.



  • Sydney, New South Wales, Australia Gaming Laboratories International Full time

    Regulatory Compliance SpecialistSydney, AustraliaGaming Laboratories International (GLI) is seeking a Regulatory Compliance Specialist to join our global Client Services team based out of our Western Sydney office.Key Responsibilities:Provides customer service and support to regulators in the Asia Pacific (APAC) region.Identifies strategic technical and...


  • Sydney, New South Wales, Australia Crawford & Company Full time

    About Our TeamCrawford is a company that values its people. We hire for attitude and train for skill, offering a supportive and positive work environment where our people can develop their skills and expertise to thrive in their role.About the OpportunityWe are seeking a Regulatory Compliance Specialist to join our team. This is a permanent, full-time...


  • Sydney, New South Wales, Australia ASIC Full time

    About the RoleASIC is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for reviewing and testing compliance of intermediaries and issuers in the wholesale markets.Key ResponsibilitiesConduct onsite surveillances and desk-based reviews to ensure compliance with...


  • Sydney, New South Wales, Australia ASIC Full time

    About the RoleASIC is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our wholesale markets.Key ResponsibilitiesConduct onsite surveillances and desk-based reviews to ensure compliance with regulatory requirements.Provide strategic...


  • Sydney, New South Wales, Australia Goldman Sachs Full time

    About the RoleWe are seeking an experienced professional to join our Regulatory Practice Group (RPG) as a Regulatory Compliance Specialist. In this role, you will be responsible for interacting with regulators, driving strategic risk awareness, and gaining exposure to global regulatory discussions and cross-divisional partnerships.Key...


  • Sydney, New South Wales, Australia Essential Energy Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Essential Energy. This 12-month fixed term position can be based anywhere within our operational footprint in NSW.As a Regulatory Compliance Specialist, you will play a crucial role in developing and implementing compliance frameworks to ensure regulatory...


  • Sydney, New South Wales, Australia Koala Full time

    About the RoleWe are seeking an experienced Senior Regulatory Compliance Specialist to join our team at Koala.This is a full-time position that offers a competitive salary of $120,000 per year, commensurate with experience.Job DescriptionAs a Senior Regulatory Compliance Specialist, you will play a critical role in ensuring that our products meet the highest...


  • Sydney, New South Wales, Australia MARS Recruitment Full time

    Regulatory Compliance Manager RoleMars Recruitment is partnering with a leading financial services organization to find a skilled Regulatory Compliance Manager to support regulatory adherence, conduct compliance monitoring, and manage internal and external reporting requirements.Key Responsibilities:Conduct research on legal and compliance issues, manage...


  • Sydney, New South Wales, Australia Goldman Sachs Full time

    Global Compliance RoleAt Goldman Sachs, we are seeking a highly skilled Regulatory Compliance Specialist for our Sydney office. This individual will play a key role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Your ResponsibilitiesCoordinate responses to regulatory inquiries, inspections, and...


  • Sydney, New South Wales, Australia Independent Reserve Full time

    We are seeking a talented Regulatory Compliance Officer to join our Sydney team at Independent Reserve. Reporting to the Chief Risk Officer, you will use your legal training and experience to manage the digital token listing and review process across the Group.About the RoleAs a Regulatory Compliance Officer, you will be responsible for conducting digital...


  • Sydney, New South Wales, Australia Legal Aid NSW Full time

    About the RoleTAFE NSW is seeking a highly motivated and experienced Regulatory Assurance Officer to join our Compliance & Assurance Team. As a key member of our team, you will be responsible for providing expert advice and support to stakeholders to ensure compliance with standards set by regulatory bodies.Key ResponsibilitiesProvide expert advice and...


  • Sydney, New South Wales, Australia TMGM Full time

    At TMGM, we are committed to excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service. We are seeking a highly skilled Compliance Officer to join our team.The successful candidate will be responsible for the application, management, and maintenance of overseas licenses. Reporting directly to the...


  • Sydney, New South Wales, Australia Independent Reserve Full time

    Regulatory Compliance OfficerWe are seeking a highly skilled Regulatory Compliance Officer to join our Sydney team. Reporting to the Chief Risk Officer, you will utilize your legal expertise to manage the digital token listing and review process across the Group. You will also collaborate with the Compliance teams in Singapore and Australia as required.Key...

  • Compliance Manager

    3 weeks ago


    Sydney, New South Wales, Australia HCF - Risk, Legal & Compliance Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our Risk, Legal & Compliance team at HCF. As a key member of our team, you will be responsible for providing advice and support on compliance matters to all business areas of HCF and its subsidiaries.Key Responsibilities:Ensure all HCF compliance obligations under the Risk Management...


  • Sydney, New South Wales, Australia Stripe Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Manager to join our team in APAC. As a key member of our compliance team, you will be responsible for implementing and maintaining a robust regulatory compliance program in Australia and New Zealand.Key ResponsibilitiesCreate, manage, and maintain compliance policies, procedures, registers,...


  • Sydney, New South Wales, Australia The Law Society of NSW Full time

    About the RoleThe Professional Support Unit of The Law Society of NSW is seeking a highly skilled and experienced Team Leader to oversee the delivery of its services to solicitors. This role requires a strong understanding of regulatory compliance and a proven track record of managing a team effectively.Key ResponsibilitiesManage the Society's Professional...


  • Sydney, New South Wales, Australia Legal Aid NSW Full time

    The OpportunityTAFE NSW is seeking a Regulatory Assurance Officer to join our Compliance & Assurance Team. As a key member of the team, you will provide expert advice and support to stakeholders to ensure compliance with regulatory standards.About YouWe are looking for a proactive and motivated individual with a passion for problem-solving and compliance....


  • Sydney, New South Wales, Australia Hudson Australia Full time

    About the RoleHudson Australia is seeking a skilled Levies Compliance Officer to join a dynamic team within a large Government Agency in Sydney.This is a 12-month fixed-term contract with strong potential for extension or the opportunity to apply for permanent positions.About the TeamThe Levies Compliance team manages an annual risk-based compliance program...


  • Sydney, New South Wales, Australia TMGM Full time

    At TMGM, we're committed to excellence in online trading and investment services. As our Official Regional Online Forex and Trading Partner in Asia Pacific, we're proud to serve clients with a global presence and offices spanning three continents.We're seeking a Compliance Officer to join our team, responsible for the application, management, and maintenance...


  • Sydney, New South Wales, Australia Xe Full time

    About This RoleXe is seeking a highly skilled Regulatory Compliance Manager to join our team. As a key member of our Compliance department, you will play a critical role in ensuring our Compliance framework meets regulatory requirements and internal policies.Key Responsibilities:Oversight of the Compliance Monitoring Program to ensure controls and processes...