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Regulatory Compliance Manager

1 month ago

Sydney, New South Wales, Australia Xe Full time
About This Role

Xe is seeking a highly skilled Regulatory Compliance Manager to join our team. As a key member of our Compliance department, you will play a critical role in ensuring our Compliance framework meets regulatory requirements and internal policies.

Key Responsibilities:

  • Oversight of the Compliance Monitoring Program to ensure controls and processes are in compliance with current legal and regulatory conditions.
  • Reviewing reports from the Compliance Operations team to ensure transaction monitoring alerts are reviewed in a timely manner.
  • Providing support with organizing and executing on regulatory examinations and Independent Reviews.
  • Supporting the Head of Compliance with responding to regulatory consumer complaints, bank requests for information, and due diligence questionnaires.
  • Reviewing and updating policies, procedures, and compliance training.

Requirements:

  • Minimum 5 years of experience in a similar role within the FX, OTC derivatives, or payments industry.
  • Solid understanding of relevant ASIC regulatory guides, regulatory portals, AFSL licensing, and regulatory reporting requirements.
  • Detailed knowledge of legal, regulatory compliance, and operational risk issues.
  • Strong ability to articulate and communicate risk and compliance issues across all levels and verticals within the business.

We offer a competitive market-based salary, annual discretionary bonus, superannuation, healthcare, and 20 days annual leave increasing with each year of service.

Xe is committed to making our recruitment practices barrier-free and accessible for everyone. If you require any adjustments or changes during the application process, please contact us.