Regulatory Compliance Specialist

6 days ago

Sydney, New South Wales, Australia Goldman Sachs Full time
About the Role

We are seeking an experienced professional to join our Regulatory Practice Group (RPG) as a Regulatory Compliance Specialist. In this role, you will be responsible for interacting with regulators, driving strategic risk awareness, and gaining exposure to global regulatory discussions and cross-divisional partnerships.

Key Responsibilities
  • Coordinate responses to regulatory inquiries, inspections, and communications
  • Track regulatory findings and observations and any remedial commitments to regulators
  • Build and maintain regulatory relationships in Australia and New Zealand
  • Monitor firm-wide correspondences with Australian and New Zealand regulators
  • Partner with the Legal Department to provide regulatory advice to other areas of the firm
  • Undertake and coordinate various internal regulatory-related projects
Requirements
  • Excellent team work and interpersonal skills
  • Excellent organizational skills
  • Ability to identify and balance commercial considerations with regulatory and legal risk
  • Ability to demonstrate initiative and commitment combined with values reflecting personal integrity and ethics
  • Attention to detail and thoroughness of execution
  • Strong analytical and judgement skills
  • Excellent communication skills, written and verbal
  • Minimum 3 years' experience in compliance, legal, regulatory, audit, or operational support areas of investment banks or securities firms
  • Experience in regulatory reporting will be a plus
  • Private practice experience in legal and accounting firms will also be considered
About Goldman Sachs

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firm-wide networks to benefits, wellness, and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.

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