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Global Trading Compliance Specialist
3 weeks ago
We are seeking an experienced and senior subject matter expert to play a vital role in ensuring the firm's adherence to regulatory requirements, policies, and best practices in the dynamic field of global trading.
This is a unique opportunity to work alongside diverse, intelligent, and driven peers in a rewarding environment. The ideal candidate will possess strong knowledge of relevant trading regulations for key APAC markets, analytical skills, and the ability to navigate a fast-paced industry landscape.
- The successful candidate will act as a strategic advisor to senior leadership and the business, providing guidance aligned with regulatory expectations and the firm's risk appetite.
- Support the execution of the APAC strategy locally by delivering advisory services, conducting risk assessments, leading training initiatives, developing policies and procedures, and implementing effective controls.
- Lead the review of new business initiatives to ensure alignment with regulatory requirements, internal policies, and ethical standards.
As a Senior Compliance Officer, you will participate in strategic and new business working groups, offering proactive Compliance input and collaborating closely with APAC teams to drive regional initiatives.
A highly organized individual with a strong ability to manage multiple priorities in fast-paced environments is required. The successful candidate will also be committed to the highest standards of ethics, integrity, and professionalism in all Compliance responsibilities.
Key Skills and Qualifications- 7+ years of experience in Compliance within the trading industry, with extensive support provided to trading desks.
- Deep understanding of trading regulations impacting global market makers, with strong knowledge of APAC regulatory expectations and market structures.
- Proven track record in developing and executing Compliance programs, policies, and controls.
- Strong analytical and decision-making skills, capable of interpreting complex regulatory requirements and delivering practical, risk-aligned solutions.
- Demonstrated leadership through previous experience leading teams, projects, or strategic initiatives, with a focus on stakeholder influence and outcome delivery.
- Effective communicator with the ability to engage confidently with business stakeholders.
- Competitive remuneration package including attractive bonus structure and additional leave entitlements.
- Ongoing training, mentorship, and personal development opportunities.
- Gym membership and weekly chair massages.
- Daily breakfast and lunch facilities.
- Regular social events including an annual company trip.
- Work-from-home allowance and support.