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Compliance Specialist
2 months ago
About the Role:
We are seeking a highly motivated and detail-oriented Compliance Analyst to join our Global Advisory and Markets - Public Compliance team in Sydney. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong culture of compliance.
Key Responsibilities:
- Provide compliance coverage and support to the Equities and FICC sales and trading businesses in Australia.
- Monitor changes in laws and regulations affecting the businesses and implement a compliance program to ensure compliance.
- Formulate appropriate policies, training, testing, and monitoring and advisory coverage for the business.
- Devise and implement strategic solutions with senior compliance management and other control side departments.
- Handle regulatory and internal investigations/audits and escalate significant or unresolved issues to senior compliance management and the business units when necessary.
- Conduct regular compliance training for business unit professionals and supervisors.
Requirements:
- 1+ years of compliance, legal, audit, or other control function experience.
- Strong analytical skills and ability to exercise judgment and manage execution under pressure.
- Inquisitive and proactive in identifying risks and proposing solutions.
- Good interpersonal skills and excellent written communication skills.
- Ability to work with a variety of senior and junior people, and build strong working relationships.
- Highest attention to detail.
- Good team player - one who is able to prioritize in a fast-moving, constantly changing environment.
- Strong analytical and problem-solving skills with the ability to exercise sound and balanced judgment.
- Ability to handle multiple tasks simultaneously and work under tight deadlines.
About Goldman Sachs:
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.
