Compliance Specialist

1 week ago

Sydney, New South Wales, Australia Goldman Sachs Full time

At Goldman Sachs, we're seeking a highly skilled Compliance Specialist to join our Regulatory Practice Group (RPG). As a key member of our team, you'll play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.

As a Compliance Specialist, you'll be responsible for:

  • Coordinating responses to regulatory inquiries, inspections, and communications
  • Tracking regulatory findings and observations and any remedial commitments to regulators
  • Building and maintaining regulatory relationships in Australia and New Zealand
  • Monitoring firm-wide correspondences with Australian and New Zealand regulators
  • Partnering with the Legal Department to provide regulatory advice to other areas of the firm
  • Undertaking and coordinating various internal regulatory-related projects

Key skills and experience we're looking for include:

  • Excellent team work and interpersonal skills
  • Excellent organizational skills
  • Ability to identify and balance commercial considerations with regulatory and legal risk
  • Ability to demonstrate initiative and commitment combined with values reflecting personal integrity and ethics
  • Attention to detail and thoroughness of execution
  • Strong analytical and judgement skills
  • Excellent communication skills, written and verbal
  • Minimum 3 years' experience in compliance, legal, regulatory, audit, or operational support areas of investment banks or securities firms
  • Experience in regulatory reporting will be a plus
  • Private practice experience in legal and accounting firms will also be considered

About Goldman Sachs:

We're a leading global investment banking, securities, and investment management firm. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond. We believe who you are makes you better at what you do.

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