Compliance Specialist
2 weeks ago
Job Title: Compliance Specialist
About the Role: We are seeking a highly skilled Compliance Specialist to join our team at Bluefin Resources.
Responsibilities:
- Conducting regular reviews of the Compliance Management Framework, covering policies, processes, and systems.
- Maintaining the Compliance Obligations Register current across the Group business units.
- Developing and managing an annual Compliance Management Plan.
- Ensuring compliance documentation is accurate, relevant, and suited to its audience.
- Creating and delivering compliance reports and assurance to key stakeholders.
- Supervising the management and reporting of compliance incidents and breaches.
- Contributing to ongoing improvements in the company's reports.
- Ensuring compliance training is in place and completed as per regulatory and business requirements.
- Promoting a fit-for-purpose compliance culture throughout the different business units.
Requirements:
- Tertiary qualifications in commerce, risk, compliance, law or related business discipline.
- Experience working in APRA/ASIC regulated industry and knowledge of Australian Privacy Laws.
- Good working knowledge of the regulators and regulations relating to financial services e.g. APRA, ASIC, AFCA.
- Experience in working with effective risk and compliance monitoring programs in financial services sector.
- Proven ability to collect relevant data and organise into relevant information, as well as applying the right tools/techniques required in the circumstances.
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