Compliance Specialist

2 weeks ago


Sydney, New South Wales, Australia Bluefin Resources Full time

Job Title: Compliance Specialist

About the Role: We are seeking a highly skilled Compliance Specialist to join our team at Bluefin Resources.

Responsibilities:

  • Conducting regular reviews of the Compliance Management Framework, covering policies, processes, and systems.
  • Maintaining the Compliance Obligations Register current across the Group business units.
  • Developing and managing an annual Compliance Management Plan.
  • Ensuring compliance documentation is accurate, relevant, and suited to its audience.
  • Creating and delivering compliance reports and assurance to key stakeholders.
  • Supervising the management and reporting of compliance incidents and breaches.
  • Contributing to ongoing improvements in the company's reports.
  • Ensuring compliance training is in place and completed as per regulatory and business requirements.
  • Promoting a fit-for-purpose compliance culture throughout the different business units.

Requirements:

  • Tertiary qualifications in commerce, risk, compliance, law or related business discipline.
  • Experience working in APRA/ASIC regulated industry and knowledge of Australian Privacy Laws.
  • Good working knowledge of the regulators and regulations relating to financial services e.g. APRA, ASIC, AFCA.
  • Experience in working with effective risk and compliance monitoring programs in financial services sector.
  • Proven ability to collect relevant data and organise into relevant information, as well as applying the right tools/techniques required in the circumstances.


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