Financial Services Risk Associate

4 weeks ago

Sydney, New South Wales, Australia Anton Murray Consulting Full time

Job Title: Financial Services Risk Associate

Our client, a global tier-one Wealth Management firm, is seeking an experienced Financial Services Risk Associate to join their Sydney Account Management Team on an initial 12-month contract. The ideal candidate will have wealth management / Private banking / client onboarding / KYC experience from a global firm and ideally some understanding of UK FSA regulations alongside Australian regulations.

Key Responsibilities:

  • Review documentation provided by clients and sales
  • Escalate regulatory concerns or exceptions to Managers for further review and discussions
  • Escalate accounts with high-risk triggers or high-risk accounts for Global Financial Crimes (GFC) signoff
  • Review and validate the accuracy of values that impact client's ML / TF risk, such as Source of Wealth (SoW) and Total Net Worth
  • Continuous and active engagement with Sales teams to share KYC and ML / TF related guidance
  • Ensure periodic review and relevant approval records are retained properly in internal database and monitor the receipt of any outstanding documentation within required timeframe

Requirements:

  • Bachelor's degree or equivalent education or experience required
  • At least 3 years' experience in the financial services industry, ideally with previous experience in Risk and Compliance with a private bank, or onboarding/periodic review in a top-tier bank
  • Understanding of global AML/KYC standards, in particular Australian and UK- FSA requirements
  • Strong analytical and organisational skills
  • Strong communication skills to effectively and clearly instruct/ advise Sales teams and other stakeholders
  • Ability to articulate issues concisely and effectively
  • Able to work both independently and with a team in a dynamic environment with high pressure on timeliness and quality of deliverables
  • Impressive knowledge of KYC documentation, industry regulations and best practices

This role will pay approximately $450-550 per day plus super, depending on prior experience in relevant positions.

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