Risk and Compliance Specialist

3 days ago

Sydney, New South Wales, Australia TAL Full time
About the Role

We are seeking a highly skilled Risk and Compliance Analyst to join our Group Life and Retirement business unit. As a key member of our team, you will be responsible for maintaining our Risk Management Framework and providing support and advice to the business unit to ensure they operate within our risk appetite and within the constructs of the framework.

Key Responsibilities
  • Assist in the delivery of timely Risk Management and/or Compliance analysis and advice to stakeholders to enable the business to be commercially successful and fully compliant with legislative and regulatory requirements.
  • Support and advise the business to identify, classify, measure, and monitor their risks and/or compliance requirements and issues.
  • Assist stakeholders in identifying the potential risks and compliance issues associated with their day-to-day business goals, including assisting in the incident and breach reporting process.
  • Work with stakeholders to analyse and quantify the impact of items requiring remediation whilst operating within TAL's Risk and Compliance guidelines and upholding the TAL Customer philosophies.
  • Coordinate the formulation of remediation strategies and implementation plans for key corrective actions and preventative controls, including obtaining relevant approvals.
  • Support the Risk & Compliance Senior Manager in the provision of key reporting requirements, providing insights on operational risk matters such as incident root-causes.
  • Build strong relationships with the Risk Office and other Line 1 Risk teams.
  • Assist the Risk & Compliance Senior Manager in contributing to the technical development of the team by coaching and mentoring.
  • Assist in the management of risk processes such as the risk in change process, business continuity, User Access Reviews, Data Risk Management, LICOP, AML compliance plans, Fraud Risk assessment/controls, RAS metric completion and regulatory changes.
  • Assist in managing new and existing incidents via regular monitoring and conducting incident discussions with relevant stakeholders, in line with the Incident & Breach Management policy and established incident/ breach processes.
  • Respond to queries from internal stakeholders on risk, compliance, and governance requirements in a timely manner.
Requirements
  • Relevant tertiary qualification
  • Experience working within life insurance/financial services
  • Experience in a relevant Risk Management and/or Compliance environment or similar
  • Experience performing control assurance and managing incidents end to end.
  • Familiarity with the relevant regulatory bodies and legal compliance requirements of the Life Insurance & Superannuation industries (e.g. Corps Act, SIS Act, LICOP)
  • Strong relationship management and stakeholder engagement skills
  • Excellent written and verbal communication skills in order to articulate technical issues and formulate correspondence
  • Computer literacy and a good knowledge of Microsoft Office suite

  • Business Risk Consultant

    6 days ago

    Sydney, New South Wales, Australia HCF - Risk, Legal & Compliance Full time

    About HCF - Risk, Legal & ComplianceHCF is a leading health fund that prioritizes the well-being of its members. Our purpose is to make healthcare accessible, understandable, and high-quality.The RoleWe are seeking a highly skilled Business Risk Consultant to join our Risk, Legal & Compliance team. As a key member of our team, you will play a critical role...

  • Risk and Compliance Specialist

    7 days ago

    Sydney, New South Wales, Australia SG Fleet Full time

    About SG FleetSG Fleet is a leading financial services company specializing in fleet management, vehicle leasing, and salary packaging. With a presence across Australia, the UK, and NZ, we have a total portfolio under management of $2.5 Billion and over 1200 employees.Our PerksWe offer up to four extra days of leave each year, which we call Wellness...

  • Risk and Compliance Specialist

    2 days ago

    Sydney, New South Wales, Australia Sg Fleet Australia Pty Ltd Full time

    About Sg Fleet Australia Pty LtdWe are a leading financial services company specializing in fleet management, vehicle leasing, and salary packaging, with a presence across Australia, the UK, and NZ. Our total portfolio under management is $2.5 Billion, and we have over 1200 employees.Our PerksWe offer up to four extra days of leave each year, which we call...

  • Risk and Compliance Specialist

    7 days ago

    Sydney, New South Wales, Australia Sg Fleet Australia Pty Ltd Full time

    About Sg Fleet Australia Pty LtdWe are a leading financial services company specializing in fleet management, vehicle leasing, and salary packaging. With a presence across Australia, the UK, and NZ, we have a total portfolio under management of $2.5 Billion and over 1200 employees.Our PerksWe offer up to four extra days of leave each year, which we call...

  • Risk and Compliance Specialist

    2 days ago

    Sydney, New South Wales, Australia Tal Services Limited Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Analyst to join our Group Life and Retirement business unit at Tal Services Limited. As a key member of our team, you will play a critical role in maintaining our Risk Management Framework and providing expert advice to ensure our business operates within our risk appetite and regulatory...

  • Quality Assurance Manager

    7 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    About the RoleWe are seeking a highly skilled Quality Assurance Manager to join our team at Compliance & Risk Management Recruitment. As a key member of our organization, you will be responsible for ensuring our compliance with quality and safeguarding frameworks.Key ResponsibilitiesDevelop, implement, and maintain compliance frameworks, policies, and audit...

  • Risk and Compliance Specialist

    7 days ago

    Sydney, New South Wales, Australia TAL Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Analyst to join our Group Life and Retirement business unit at TAL. As a key member of our team, you will play a critical role in maintaining our Risk Management Framework and providing expert advice to stakeholders to ensure compliance with regulatory requirements.Key ResponsibilitiesAssist...

  • Risk and Compliance Specialist

    7 days ago

    Sydney, New South Wales, Australia Tal Services Limited Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Analyst to join our Group Life and Retirement business unit at Tal Services Limited. As a Risk and Compliance Analyst, you will play a critical role in maintaining our Risk Management Framework and providing support and advice to the business unit to ensure they operate within our risk...

  • Risk and Compliance Specialist

    5 days ago

    Sydney, New South Wales, Australia TAL Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Analyst to join our Group Life and Retirement business unit at TAL. As a key member of our team, you will be responsible for maintaining our Risk Management Framework and providing expert advice to the business unit to ensure they operate within our risk appetite and regulatory...

  • Compliance and Risk Specialist

    7 days ago

    Sydney, New South Wales, Australia Dimensional Fund Advisors Full time

    Job Summary:The Compliance and Risk Analyst will provide generalist compliance and risk support in the trading markets, internal controls and monitoring, and corporate compliance areas of the business. This role will also provide support within the Compliance and Risk team, including maintenance and oversight of monthly monitoring tasks, preparation of...

  • Risk and Compliance Specialist, Investments

    5 days ago

    Sydney, New South Wales, Australia Marsh Pty Ltd Full time

    About the Role:Mercer is seeking a highly skilled Risk and Compliance Specialist to join our team in Sydney. As a key member of our Investments team, you will be responsible for providing regular production, auditing and delivery of timely and accurate compliance monitoring for Mercer Investments Australia (MIAL).Key Responsibilities:Provide proactive...

  • Risk and Compliance Specialist

    1 day ago

    Sydney, New South Wales, Australia laing O'Rourke Full time

    About Laing O'RourkeWe are a leading international construction and infrastructure company with a rich history of delivering complex projects across various sectors. Our company values innovation, safety, and customer satisfaction, and we strive to create a work environment that fosters growth and development.About the RoleWe are seeking a highly skilled...

  • Risk Governance and Compliance Specialist

    5 days ago

    Sydney, New South Wales, Australia Macquarie Full time

    About the Role**Job Summary:**We are seeking a highly skilled Risk Governance and Compliance Specialist to join our Privilege Access Management team at Macquarie. As a key member of our team, you will be responsible for defining and monitoring controls, embedding standards and practices, and providing quality risk and data insights to identity and privileged...

  • Risk and Compliance Specialist, Investments

    7 days ago

    Sydney, New South Wales, Australia MERCER Full time

    About MercerMercer is a global consulting leader in talent, rewards, and investment. We help clients navigate an increasingly complex world to reach their most ambitious goals. Our more than 25,000 colleagues are based in 44 countries and the firm operates in over 130 countries.Job SummaryWe are seeking a Risk and Compliance Specialist, Investments to join...

  • Risk Governance and Compliance Specialist

    2 days ago

    Sydney, New South Wales, Australia Macquarie Full time

    About the Role**Job Summary:**We are seeking a highly skilled Risk Governance and Compliance Specialist to join our Privilege Access Management team at Macquarie. As a key member of our team, you will be responsible for defining and monitoring controls, embedding standards and practices, and providing quality risk and data insights to identity and privileged...

  • IT Compliance Specialist

    7 days ago

    Sydney, New South Wales, Australia Pyramid Global Technologies Full time

    About the role at Pyramid Global Technologies**Job Description for IT Compliance Specialist**We are seeking a highly skilled IT Compliance Specialist to join our team at Pyramid Global Technologies.**Key Responsibilities:**Audit and assess financial IT controls to ensure compliance with regulatory requirements.Conduct risk assessments and develop strategies...

  • Senior Risk and Compliance Professional

    7 days ago

    Sydney, New South Wales, Australia Kaizen Recruitment Full time

    About the OpportunityKaizen Recruitment is seeking a highly skilled Senior Risk and Compliance Specialist to join our client, an Endowment Fund based in Sydney. This is a unique opportunity to take ownership of the risk and compliance function and drive the business' success.Key Responsibilities:Lead internal and external reviews and audits, and implement...

  • Compliance and Risk Management Specialist

    7 days ago

    Sydney, New South Wales, Australia Travelex Full time

    Job DescriptionWe are seeking a highly skilled Compliance and Risk Analyst to join our team at Travelex. As a key member of our compliance function, you will play a critical role in ensuring the effective management of risk and compliance across our operations.Key Responsibilities:Collaborate with Operational Teams: Work closely with local operational teams...

  • Compliance and Risk Management Professional

    7 days ago

    Sydney, New South Wales, Australia Perigon Group Full time

    About the RoleThis is a rare opportunity to join the Compliance and Legal team at Perigon Group, a Financial Services specialist undergoing significant growth. As a key member of the team, you will be involved in the decision-making process for entering new markets and launching new products.Key ResponsibilitiesDevelop and implement compliance strategies...

  • Risk and Compliance Expert

    7 days ago

    Sydney, New South Wales, Australia Tabcorp Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Expert to join our team as a Trading Surveillance Specialist. In this critical role, you will be responsible for monitoring our wagering operations to detect and report malpractice, market abuse, or price manipulation.Key ResponsibilitiesConduct near real-time surveillance of trading...