Compliance Risk Management Specialist

4 days ago

Sydney, New South Wales, Australia Perpetual Full time

With a strong focus on risk management and compliance, Perpetual is seeking an experienced Compliance Risk Management Specialist to join its team.

About the Role

The successful candidate will support all risk and compliance activities across the business, ensuring appropriate coverage and delivery of services. Key responsibilities include:

  • Implementing PWM's Risk Management Framework and relevant frameworks, programs, systems, tools, and policies.
  • Maintaining and implementing the Financial Crime Frameworks, including AML/CTF, Sanctions, Anti-Bribery & Corruption, FATCA/CRS, and Fraud Management, in collaboration with the PWM's Anti-Money Laundering Compliance Officer (AMLCO).
  • Ensuring adherence to all applicable laws, regulations, and internal policies.
  • Conducting reviews to verify compliance procedures are followed as necessary.
  • Coordinating PWM's response to regulatory/legislative changes, incorporating relevant guidance and feedback.
About You

To be successful in this role, you will have:

  • At least 2 years' experience in compliance, risk, or legal roles.
  • Strong knowledge of financial crime compliance requirements within the financial services industry.
  • Excellent communication and relationship management skills.
  • A solid understanding of FATCA/CRS requirements.
  • Some operational or enterprise risk management experience within a financial services environment.
Salary and Benefits

We offer a highly competitive salary range of $120,000 - $150,000 per annum, depending on experience, plus additional benefits, including up to 6 weeks' annual leave, hybrid office/work-from-home environment, and access to LinkedIn learning, study support, and professional development opportunities.

About Us

Perpetual Limited is a leading wealth management business, operating through three distinct brands: Fordham, Jacaranda financial planning, and Priority Life. Our clients span individuals, families, businesses, not-for-profit organisations, and Indigenous communities throughout Australia. We're committed to creating an inclusive workplace where diversity is celebrated and strive to provide an environment where you can thrive.

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