Compliance Risk Management Specialist

6 days ago

Sydney, New South Wales, Australia Goldman Sachs Full time

Compliance Role Overview

At Goldman Sachs, we are committed to upholding our core values and growing our distinctive culture. As a Compliance Risk Management Specialist, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.

Key Responsibilities

  • Monitor changes in laws and regulations affecting the businesses and implement a compliance program to ensure compliance.
  • Formulate appropriate policies, training, testing, and monitoring and advisory coverage for the business.
  • Devise and implement strategic solutions with senior compliance management and other control side departments.
  • Handle regulatory and internal investigations/audits and escalate significant or unresolved issues to senior compliance management and the business units when necessary.
  • Conduct regular compliance training for business unit professionals and supervisors.

About Goldman Sachs

Goldman Sachs is a leading global investment banking, securities, and investment management firm. We are committed to fostering and advancing diversity and inclusion in our own workplace and beyond. Our culture values integrity, commitment to excellence, innovation, and teamwork.

Requirements

  • 1+ years of compliance, legal, audit, or other control function experience.
  • Strong analytical skills and ability to exercise judgment and manage execution under pressure.
  • Inquisitive and proactive in identifying risks and proposing solutions.
  • Good interpersonal skills and excellent written communication skills.
  • Ability to work with a variety of senior and junior people, and build strong working relationships.
  • Highest attention to detail.
  • Good team player - one who is able to prioritize in a fast-moving, constantly changing environment.
  • Strong analytical and problem-solving skills with the ability to exercise sound and balanced judgment.
  • Ability to handle multiple tasks simultaneously and work under tight deadlines.

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