Financial Services Specialist
1 week ago
Job Summary
Anton Murray Consulting is seeking a highly experienced Financial Services Specialist to join their team in Melbourne.
Key Responsibilities
- Review and approve client account documentation, ensuring compliance with current Anti-Money Laundering (AML) and Know Your Customer (KYC) requirements.
- Process new account documentation, providing exceptional service to clients and ensuring their needs are met.
- Subject Matter Expert (SME) on AML/KYC standards and policies, providing guidance to colleagues on complex matters.
- Facilitate screening requirements, identifying potential Money Laundering, Terrorist Financing, and Tax Evasion risks.
- Escalate regulatory concerns or exceptions to the AMT Manager for further review and discussion.
Desired Experience/Qualifications
- Bachelor's degree or equivalent education or experience required.
- At least 3 years' experience in the financial services industry, ideally with previous experience in Compliance or Risk within a private bank or onboarding/periodic review in a top-tier bank.
- Understanding of global AML/KYC standards, in particular Australian and UK-FSA requirements.
- Knowledge of CIP requirements for onboarding High Risk clients highly preferred.
- Prior retail broking client service, account opening/client onboarding experience.
- Excellent attention to detail, acute awareness of risk, and clear focus on control and timely escalation.
- A proactive nature, challenging and questioning process, seeking innovative solutions to improve efficiency and mitigate risk.
- Excellent verbal and written English communication skills and effective organizational skills.
Compensation
The role will pay approximately $350-450 per day plus super, depending on prior experience in relevant positions.
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