Compliance Specialist

12 hours ago

Sydney, New South Wales, Australia beBeeCompliance Full time $110,000 - $130,000
Compliance Specialist

The role of the Compliance Specialist is to drive a culture of compliance across the organization, ensuring that all activities are aligned with regulatory requirements and internal policies.

Key Responsibilities:

  • Perform breach assessments and collaborate with the Risk & Controls team to track and advise on the investigation and remediation of compliance incidents.
  • Support the maintenance of the Obligations Library and Business Unit Compliance Plans.
  • Develop and maintain reports and tools for effectively tracking compliance related activities, including the Compliance Calendar.
  • Conduct due diligence reviews of externally facing regulated documents.
  • Provide specialized compliance advice, guidance, review and challenge to the Risk & Controls team and Business stakeholders.
  • Participate in targeted Compliance Assurance reviews to assess the effectiveness of the compliance framework.
  • Support the preparation and presentation of internal and external reporting.
  • Build strong relationships with key stakeholders and work collaboratively with the compliance function.
  • Stay informed about industry trends and support the Head of Compliance in developing strategies to address compliance challenges.

Requirements:

  • Relevant experience in a compliance or legal function within the financial services industry, preferably in superannuation, with 2-4 years in a similar role.
  • Familiarity with compliance and risk frameworks, with the ability to apply them in day-to-day operations.
  • Tertiary qualifications in a law or business-related discipline (preferred).

This role offers the opportunity to make a meaningful contribution to the organization's compliance program, working closely with stakeholders to drive a culture of compliance. If you're driven by purpose and ready to make an impact, this could be your moment.

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