Current jobs related to Risk and Compliance Specialist, Investments - Sydney, New South Wales - Marsh & McLennan Companies
-
Compliance Manager
3 weeks ago
Sydney, New South Wales, Australia HCF - Risk, Legal & Compliance Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our Risk, Legal & Compliance team at HCF. As a key member of our team, you will be responsible for providing advice and support on compliance matters to all business areas of HCF and its subsidiaries.Key Responsibilities:Ensure all HCF compliance obligations under the Risk Management...
-
Compliance Manager
4 weeks ago
Sydney, New South Wales, Australia HCF - Risk, Legal & Compliance Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our team at HCF - Risk, Legal & Compliance. As a key member of our compliance team, you will play a critical role in ensuring that our organization meets all regulatory, legislative, and business requirements.Key ResponsibilitiesDevelop and implement effective compliance management...
-
Senior Manager- Investment Risk Specialist
5 days ago
Sydney, New South Wales, Australia Kaizen Recruitment Full timeAbout the OpportunityJoin a specialist investment firm with a diverse global client base. The company is dedicated to investing across international markets and navigating various market circumstances to achieve high performance.This is an exciting opportunity for a senior risk and compliance professional to manage the client's investment risk space,...
-
Investment Compliance Specialist
1 month ago
Sydney, New South Wales, Australia Anton Murray Consulting Full timeInvestment Compliance Analyst RoleAnton Murray Consulting is seeking an experienced Investment Compliance Analyst to join their team in Sydney. This is an exceptional opportunity to work with a prominent global firm in their Investment Analytics division.Key Responsibilities:Provide high-level service to clients through regular communication and timely...
-
Senior Investment Compliance Specialist
12 hours ago
Sydney, New South Wales, Australia Perpetual Full timeAbout the Role:As a Senior Investment Compliance Specialist, you will be responsible for ensuring that Perpetual's investment activities are in compliance with relevant laws and regulations. This is an exciting opportunity to join our dynamic team in Investment Compliance and perform the compliance and operational risk control tasks as part of the Investment...
-
Sydney, New South Wales, Australia Rest Full timeRole SummaryAt Rest, we are seeking a highly skilled Risk Management Specialist to oversee risk in a second-line capacity across our Investment and Finance functions. As a key member of our risk management team, you will ensure alignment with our overall risk management strategy and appetite.Key ResponsibilitiesRisk Oversight: Provide effective and...
-
Investment Compliance Specialist
2 weeks ago
Sydney, New South Wales, Australia Anton Murray Consulting Full timeRole OverviewAnton Murray Consulting is seeking an experienced Investment Compliance Analyst to join their Sydney office. The ideal candidate will have a strong understanding of financial markets and investment management processes.Key ResponsibilitiesWork with clients to ensure a high level of serviceRegular production, auditing and delivery of timely and...
-
Investment Compliance Specialist
4 weeks ago
Sydney, New South Wales, Australia Anton Murray Consulting Full timeInvestment Compliance Analyst RoleAnton Murray Consulting is seeking a highly skilled Investment Compliance Analyst to join their team in Sydney.This is an exceptional opportunity to work with a prominent global firm in their Sydney office, providing compliance monitoring, Substantial Shareholder monitoring, and investment analytics services.The ideal...
-
Compliance and Risk Specialist
4 weeks ago
Sydney, New South Wales, Australia Dimensional Fund Advisors Full timeJob Title: Compliance and Risk AnalystJob Summary:The Compliance and Risk Analyst will provide generalist compliance and risk support in the trading markets, internal controls and monitoring, and corporate compliance areas of the business. The role will also provide support within the Compliance and Risk team, including maintenance and oversight of monthly...
-
Compliance and Risk Specialist
1 month ago
Sydney, New South Wales, Australia Dimensional Fund Advisors Full timeJob Title: Compliance and Risk AnalystAbout the Role:Dimensional Fund Advisors is seeking a highly skilled Compliance and Risk Analyst to join our team. As a key member of our Compliance and Risk Management Department, you will play a critical role in ensuring the firm's compliance with applicable laws, rules, and regulatory standards.Key...
-
Risk and Compliance Specialist
3 weeks ago
Sydney, New South Wales, Australia Redpath Partners Full timeJob SummaryThis role is designed to develop and manage systems related to risk management, governance, and compliance for a real estate investment platform.The platform focuses on sustainable real estate investment in industrial, residential, office, and mixed-use sectors, with a portfolio valued at around $2 billion and a development pipeline of an...
-
Compliance Risk Management Specialist
3 weeks ago
Sydney, New South Wales, Australia Goldman Sachs Full timeCompliance Role OverviewAt Goldman Sachs, we are committed to upholding our core values and growing our distinctive culture. As a Compliance Risk Management Specialist, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesMonitor changes in laws and...
-
Risk Management Specialist
2 weeks ago
Sydney, New South Wales, Australia Risk Management Institute Of Australasia Full timeAbout the RoleAs a Risk Management Specialist at the Risk Management Institute of Australasia, you will play a pivotal role in leading initiatives to identify, assess, and mitigate enterprise risks. This full-time permanent opportunity is based in Sydney, Melbourne, or Adelaide and reports to the Senior Manager, Governance & Risk.Key ResponsibilitiesManage...
-
Risk and Compliance Specialist
4 days ago
Sydney, New South Wales, Australia Haylo People Full timeJob Title: Risk and Compliance SpecialistRisk and Compliance Specialist is responsible for identifying, managing, and mitigating risks to ensure compliance with legal and regulatory standards. This role involves developing and updating operational risk registers for managers, maintaining risk controls, and adhering to safety codes and ISO standards.Main...
-
Sydney, New South Wales, Australia State Street Corporation Full timeAbout the Role:The Global Risk Monitoring and Compliance Specialist will be an integral part of our growing Risk Monitoring COE team in Sydney. The team's primary objective is to monitor and screen Swift messages in the Firco system, ensuring compliance with regulatory requirements. The successful candidate will work closely with clients, business units, and...
-
Compliance and Risk Management Lead
1 month ago
Sydney, New South Wales, Australia Anton Murray Consulting Full timeLocation: FlexibleSector: Asset ManagementType: Contract or TemporaryThis pivotal position within the organization focuses on establishing a modern risk management framework, providing significant interaction with senior leadership and executive stakeholders. You will play a crucial role in shaping the organization's risk management strategies while...
-
Compliance and Risk Management Lead
1 month ago
Sydney, New South Wales, Australia Anton Murray Consulting Full timeLocation: FlexibleSector: Asset ManagementType: Contract or TemporaryThis pivotal position within the organization is focused on establishing a modern risk management framework, offering significant interaction with senior leadership and executive stakeholders. You will play a crucial role in shaping the organization's risk framework while collaborating with...
-
Compliance and Risk Management Lead
1 month ago
Sydney, New South Wales, Australia Anton Murray Consulting Full timeLocation: FlexibleIndustry: Asset ManagementType: Contract or TemporaryThis pivotal position within the organization is focused on establishing a modern risk management framework, providing significant interaction with senior leadership and executive stakeholders. You will play a crucial role in shaping the organization's risk framework while collaborating...
-
Senior Investment Risk Manager
2 weeks ago
Sydney, New South Wales, Australia Kaizen Recruitment Full timeAbout the OpportunityWe are seeking a Senior Investment Risk Manager to join our team at Kaizen Recruitment. This is an exciting opportunity for a seasoned professional to manage the investment risk space, including investment compliance and corporate risk and compliance.Key Responsibilities:Develop and implement an effective investment risk monitoring...
-
Risk and Compliance Specialist
1 week ago
Sydney, New South Wales, Australia Laing O'Rourke Full timeAbout the RoleWe are seeking a seasoned Risk and Compliance Specialist to join Laing O'Rourke in Brisbane, Melbourne, or Sydney. As a Risk and Compliance Specialist, you will report to the Head of Risk and Assurance and maintain and manage the risk and compliance frameworks, providing guidance to the business.Key ResponsibilitiesDevelop and implement risk...
Risk and Compliance Specialist, Investments
2 months ago
Mercer is seeking a highly skilled Risk and Compliance Analyst to join our team in Sydney. As a key member of our Investments team, you will be responsible for providing regular production, auditing, and delivery of timely and accurate compliance monitoring for Mercer Investments Australia (MIAL).
Key Responsibilities- Provide proactive monitoring of adherence to procedures and control checks on a daily, monthly, and quarterly basis.
- Assist with the investigation of breaches and incidents and ensure timely resolution and improvement to the control environment.
- Run the regulatory change forum and drive regulatory change projects.
- Maintain the Mercer Investments Training Plan and conduct training for the business.
- Ensure appropriate procedures, risk, and control guidelines are maintained and adhered to, and identify, update, and maintain gaps in controls and procedures and work with the business to come up with solutions for compliance.
- A strong understanding of financial markets and investment management processes, including the drivers behind market movements and knowledge of asset manager processes.
- Legal or Compliance experience (2+ years) from a funds management or similar background required.
- Tertiary qualification and/or industry-specific qualification such as a law degree or other equivalent university qualification.
- Good organisational, research, and administrative skills are a must.
Mercer is a global consulting leader in talent, rewards, and investment. We help clients navigate an increasingly dynamic and complex environment. Our team of experts provides innovative solutions to help clients achieve their goals. We are committed to embracing a diverse, inclusive, and flexible work environment and aim to attract and retain the best people regardless of their sex/gender, marital or parental status, ethnic origin, nationality, age, background, disability, sexual orientation, and gender identity.
