Compliance Specialist

1 week ago

Sydney, New South Wales, Australia Goldman Sachs Full time

Job Summary

We are seeking a highly skilled Compliance Specialist to join our Global Markets Compliance team in Sydney. As a Compliance Specialist, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong culture of compliance.

About the Role

The Compliance Specialist will be responsible for:

  • Providing compliance coverage and support to the business units in Australia, including Equities and FICC sales and trading businesses;
  • Monitoring changes in laws and regulations affecting the businesses and implementing a compliance program to ensure compliance;
  • Formulating appropriate policies, training, testing and monitoring and advisory coverage for the business;
  • Handling regulatory and internal investigations/audits and escalating significant or unresolved issues to senior compliance management and the business units when necessary;
  • Conducting regular compliance training for business unit professionals and supervisors.

Requirements

To be successful in this role, you will need:

  • 1+ years of compliance, legal, audit or other control function experience;
  • Strong analytical skills and ability to exercise judgment and manage execution under pressure;
  • Inquisitive and proactive in identifying risks and proposing solutions;
  • Good interpersonal skills and excellent written communication skills;
  • Ability to work with a variety of senior and junior people, and build strong working relationships;
  • Highest attention to detail;
  • Good team player - one who is able to prioritize in a fast moving, constantly changing environment;
  • Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment;
  • Ability to handle multiple tasks simultaneously and work under tight deadlines.

About Goldman Sachs

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. We believe who you are makes you better at what you do and are committed to fostering and advancing diversity and inclusion in our own workplace and beyond.

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