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Enforcement Specialist
3 weeks ago
The Markets Group is responsible for regulating markets, including supervision, triage, investigation, and enforcement. As a Regulatory Lawyer, you will contribute to enforcement outcomes by assessing referrals, conducting investigations, liaising with stakeholders, dealing with witnesses, assessing evidence, and preparing briefs.
Key Responsibilities- Manage and contribute to the investigation of suspected misconduct in areas regulated by ASIC.
- Conduct investigative tasks, including analyzing large electronic data sets using specific software, drafting/serving compulsory notices, collecting and reviewing documents.
- Interview and obtain information from a range of witnesses.
- Identify legal issues and provide legal advice during an investigation.
- Assist with commencing and conducting civil litigation in the Federal Court.
- Compile briefs of evidence for the CDPP and assist the CDPP to prepare for and conduct criminal prosecutions.
- A relevant tertiary qualification.
- Investigative and analytical skills with experience planning and managing complex investigations and projects.
- Skills in analyzing and interrogating large complex data and evidence, and drive to understand the issues and take appropriate action.
- Experience effectively presenting complex information to different target audiences through strong business writing and verbal communication skills.
- Experience building and maintaining relationships with senior internal and external stakeholders and professional networks.