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Regulatory Frameworks Specialist

3 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $89,000 - $119,000

Are you a compliance champion who thrives on navigating complexity, solving problems and making regulatory frameworks that work for the business?

  • Provide advisory, monitoring and reporting services to the business as well as investigating and reporting on incidents in accordance with ASIC and APRA requirements.
  • Monitor and report on financial adviser framework and ensure compliance with ASIC regulations.
  • Update compliance frameworks, policies and procedures as required and at least annually in accordance with the Compliance Calendar.

Key Requirements:

  • At least three years experience working within the superannuation industry in a compliance role.
  • Understanding of Corporations Act, Privacy Act and SIS Regulations.
  • Knowledge of ASIC Regulatory Guides: RG 274; RG 271; RG 78 and RG 234.
Responsibilities

Supporting the Head of Risk & Compliance, key responsibilities include:

  • Providing advisory, monitoring and training services to the business on matters in accordance with regulatory guidance.
  • Working with key third parties to ensure compliance with superannuation regulations and respond to questionnaires and attestations as well as update superannuation disclosure documents.

Our values guide every decision, product and conversation.

  • We do the right things, always: leading with transparency and accountability.
  • We're never done: bias for action and hunger for growth.
  • There's no 'i' hero: team-first and ownership of problems.
  • We innovate courageously: starting with purpose.