Compliance Framework Specialist

7 hours ago

Sydney, New South Wales, Australia beBeeCompliance Full time $90,000 - $120,000
Compliance Framework Specialist

We are seeking a seasoned Compliance Framework Specialist to join our team and drive the development of our regulatory compliance framework.

This role will involve collaborating with stakeholders to design and implement processes that ensure adherence to legal, regulatory, and local policy requirements. You will also be responsible for maintaining relationships with various regulators, auditors, and external consultants.

  • Review and contribute to existing AML/CTF processes, including onboarding CDD requirements and ongoing monitoring of client base and transactions.
  • Support the design of a comprehensive compliance framework and implement procedures to ensure conformity with legal, regulatory, and local policy requirements and obligations.
  • Liaise with regulators, external consultants, and auditors, including AML/CTF audits.
Key Responsibilities

The key responsibilities of this role include:

  • Reviewing and signing off on external communications to ensure they adhere to requirements.
  • Making decisions on potential incidents and reporting as required.
  • Contributing to risk assessments, including AML/CTF and compliance-focused risk assessments.
  • Undertaking regular quality and compliance assurance of services and working with operational teams to deliver process improvements and mitigate risks.
  • Compiling management information and regulatory reporting, including regular reports.
  • Identifying and escalating compliance and AML/CTF risks.
  • Maintaining compliance with all other licensing conditions.
  • Reviewing and signing off on all local marketing and other communications to customers.
  • Overseeing compliance with local product governance requirements and reviewing and signing off on new initiatives and products launched in Australia.
  • Researching and making recommendations on new markets and new products from a compliance viewpoint.
Required Skills and Qualifications

To be successful in this role, you will need:

  • Sound knowledge of domestic (Australia) legal and regulatory environment.
  • Knowledge of how to conduct regulatory gap analysis, policy creation, and implementation.
  • Experience in liaising with ASIC, AFCA, and AUSTRAC.
  • Ability to communicate positively with members of various internal teams and regulators.
  • Working knowledge of information security and personal data protection regulations requirements.
Benefits

This role offers the opportunity to work in a dynamic and growing organization, with a strong focus on compliance and regulatory affairs. You will have the chance to develop your skills and expertise in a supportive and collaborative environment.

Others

We value diversity and inclusion in our organization and strive to create a workplace culture that is inclusive, respectful, and free from discrimination. We believe that a diverse workforce brings different perspectives, ideas, and experiences, which are essential for driving innovation and excellence in our industry.

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