Local Compliance Lead

6 days ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $180,000
Compliance Officer Role

This role offers the opportunity to take ownership of compliance requirements in Australia, leveraging a well-established framework and organization.

Main Responsibilities:
  • Coordinate compliance efforts in Australia within the global framework supported by Compliance colleagues in central functions.
  • Ensure regulatory requirements and licence conditions are met, including managing any changes.
  • Be the primary liaison with ASIC and respond to queries in a timely manner, with support from the global team.
  • Report to senior management on a quarterly and ad hoc basis.
  • Support successful implementation of policies and procedures, promote consistency across Australia, and facilitate escalation and resolution of compliance issues.
  • Advise employees on codes of conduct, securities trading, gifts, outside business interests, confidentiality, separation, recordkeeping and regulatory disclosures with assistance from central functions.
  • Represent compliance at meetings, provide updates, communicate new and revised policies and procedures, and present on compliance topics of interest.
  • Conduct investigations and support surveillance teams where necessary.
  • Lead projects and contribute to global project teams on large-scale initiatives.

A key focus area for this role is working closely with stakeholders to ensure seamless compliance execution.

Requirements and Qualifications:
  • 8-10 years' experience in a compliance-related field.
  • Bachelor degree or higher in business, law or finance-related discipline.
  • Experience working in an ASIC regulated financial institution.
  • Affinity for project work and problem-solving, with a proven track record in identifying and analyzing relevant considerations, developing recommendations, and presenting findings.
  • Effective verbal and written communication skills, including active listening skills and creating and delivering training and presentations.
  • Ability to take initiative and work independently, as well as effectively within teams.
  • Flexibility and excellent time-management skills.

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