Legal Compliance Specialist

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $110,400 - $144,120
Compliance and Legal Officer Role

This role presents a unique opportunity to be part of the compliance function in a global bank.

We are seeking an experienced Compliance and Legal Officer to join our team. The ideal candidate will possess a strong understanding of Corporate and Institutional Banking services and have experience in review and update policies and procedures that support the compliance framework.

  • Drafts reports to the head office on a quarterly and semi-annual basis
  • Prepare periodic reports for the Risk Committee and the senior management and assist in drafting reports for the regulators
  • Provide training such as induction training for all new staff and ongoing compliance & legal training
  • Maintenance and keep up to date the Compliance & Legal Registers
  • Update the obligation register and facilitate the quarterly obligations attestation from heads of the departments
  • Implement future regulatory changes and interpret new regulations
  • Prepare and assist in lodging regulatory notifications, reports and submissions
  • Conduct legal research and reviews on products, contracts, marketing materials and other documents

The successful candidate will have:

  • Tertiary qualification in Law
  • Some knowledge of the Australian financial services laws and regulations
  • Ideally, a legal background
  • Fluent in Mandarin
  • Holding Australian Full work rights

This is an excellent opportunity to be part of a dynamic team and contribute to the success of the compliance function in a global bank.

To succeed in this role, you will need to have excellent analytical and communication skills and be able to work effectively in a fast-paced environment.

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