Legal Compliance Specialist

1 week ago

Sydney, New South Wales, Australia beBeeCompliance Full time $90,000 - $120,000
Job Title: Compliance Officer

As a key member of the Compliance & Legal team, you will be responsible for providing critical support to the Chief Compliance Officer in managing all duties for the Compliance & Legal department. This role requires a high level of autonomy and initiative, with a strong focus on delivering timely and accurate results.

Key Responsibilities:

- Conduct AML / CTF & Sanctions screening and reporting duties, including transaction monitoring
- Review and approve corporate client onboarding and perform periodic review (KYC)
- Maintain and administer CDD records and metrics
- Maintain the Compliance & Legal Register
- Review and update policies & procedures that support the compliance framework
- Facilitate ongoing compliance training to all employees
- Draft and vet contracts with third party legal and counterparties
- Support with legal search and provide updates about regulatory changes to Senior Management
- Translate compliance documents and reports for Head Office

Requirements:

- Tertiary degree in Finance, Business and/or Law
- Basic knowledge of Prudential Standards, ASIC Guidelines and AML/CTF requirements
- Good understanding of Australian financial markets and basic licensing obligations is desirable
- Highly motivated, capable of multi-tasking, and willingness to learn and develop within the role
- Good time management skills with the ability to prioritize tasks in order of urgency
- Knowledge of Chinese regulations and financial services laws is highly desirable
- Ability to speak / type / read Chinese

Benefits:

- Opportunity to work in a dynamic and thriving bank with an extensive international network
- Chance to elevate your Compliance & Legal career with a growing organization
- Collaborative and supportive team environment

About the Role:

This role offers a unique opportunity to work in a fast-paced and ever-changing environment, where no two days are the same. As a key member of the Compliance & Legal team, you will have the opportunity to make a significant impact and contribute to the success of the organization.

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