Financial Services Risk Management Specialist

4 weeks ago

Melbourne, Victoria, Australia Sustain Recruit Full time

We are seeking an experienced Financial Services Risk Management Specialist to join our top-tier client in the financial industry. In this role, you will play a key part in identifying and evaluating risks, ensuring regulatory compliance, and supporting the development and execution of robust control measures.

Key Responsibilities:

  • Act as the first point of contact for advisors, associate advisors, and front office leaders, assisting in identifying, managing, and mitigating risks across daily operations.
  • Oversee second-line defence activities, including ongoing risk and compliance evaluations, to ensure the business properly identifies, evaluates, records, and manages risks while adhering to regulatory obligations.
  • Review and challenge business practices, strategies, and procedures to ensure alignment with risk and compliance standards.
  • Establish and maintain strong working relationships with key stakeholders to promote a culture of risk awareness and compliance.
  • Help the business effectively integrate risk, compliance, and control frameworks into daily processes, ensuring adherence to company policies and regulatory requirements.
  • Monitor and review risk registers, compliance plans, and procedures to maintain accurate oversight of incidents, breaches, and regulatory obligations.
  • Support governance processes by participating in relevant committees and providing risk and compliance expertise across business units when needed.

Compensation:

The estimated salary for this position is £60,000 - £80,000 per annum, depending on experience.

Required Skills and Qualifications:

  • Previous experience in risk, compliance, within the financial services sector
  • Proven track record overseeing advice operations, including monitoring and conducting file reviews,
  • Hands-on expertise in risk and compliance management frameworks and processes
  • Ability to manage relationships with key stakeholders effectively

Benefits:

This role offers a competitive benefits package, including health insurance, pension scheme, and annual leave.

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