Senior Regulatory Compliance Professional

3 days ago

Melbourne, Victoria, Australia beBeeCompliance Full time $140,000 - $170,000
Job Overview

The Senior Regulatory Compliance Professional will play a key role in leading and performing compliance inspections, ensuring the development, implementation, and maintenance of compliance processes and monitoring functions.

This role involves serving as a trusted advisor to the business, providing guidance and oversight of regulated activities. The professional will perform compliance investigations of alleged violations of ethical standards and non-compliance with applicable laws, regulations, and corporate policy issues.

The key responsibilities include preparing written assessment reports, providing recommendations for improvement, and guiding mitigation of compliance risks and control gaps. The professional will also perform compliance oversight reviews, research potential issues, and recommend practices to reduce the potential for violations and non-compliance.

About This Role

  • Perform thorough compliance investigations and risk assessments
  • Support the development and implementation of compliance policies and procedures
  • Maintain knowledge of regulatory requirements and industry developments
  • Collaborate with internal stakeholders to ensure compliance and mitigate risks
Required Skills and Qualifications

To be successful in this role, you will require:

  • A minimum of five years related work experience in regulatory, compliance, investment, superannuation, or control assurance
  • An undergraduate degree or equivalent combination of training and experience
Benefits

We offer a dynamic and supportive team environment, ongoing professional development and training opportunities, a hybrid working model that balances flexibility and collaboration, and the opportunity to work on high-profile projects and make a meaningful impact.

About Vanguard's Commitment to Diversity and Inclusion

Vanguard's continued commitment to diversity and inclusion is firmly rooted in our culture. Every decision we make to best serve our clients, crew, and communities is guided by one simple statement:

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