Risk and Compliance Leader

1 week ago

Melbourne, Victoria, Australia beBeeCompliance Full time $200,000 - $250,000

Compliance Manager Role

At Marsh McLennan, we're bolstering the risk and compliance capability needed to support a resilient future – for our members, clients, colleagues, business partners, and each other.

Our goal is to provide confidence, clarity, and control to act decisively and do the right thing. We're growing capability, lifting capacity, and creating a future-ready ecosystem where colleagues feel supported to step up and speak up.

We don't settle for good enough – we ask what better looks like, every day. You'll join a team with momentum, humility, and a deep belief that better decisions start with great colleagues.

Reporting to the Head of Compliance, you'll lead the Line 2 Compliance function in respect of compliance incidents and breaches to ensure regulatory requirements are met.

The Senior Manager will provide expert compliance advice across the organisation on regulatory requirements to ensure policies, procedures, and regulatory obligations are adhered to.

Key Responsibilities:

  • Lead, mentor, and develop the Regulatory Breach Reporting and Compliance team to provide expert compliance advisory services and support on compliance incidents and breach reporting.
  • Develop and enhance comprehensive incident and breach management frameworks, policies, and processes to manage compliance risks effectively.
  • Undertake compliance assessments of compliance incidents to support regulatory breach assessment processes.
  • Present compliance assessments to relevant stakeholders and forums as required.
  • Provide compliance advice, insights, themes, and trends to key stakeholders including boards, committees, and other forums in relation to incidents and breaches.
  • Prepare reporting to regulators in respect of investigations, breaches, and responding to regulatory requests for information.
  • Lead the governance of relevant forums, including preparation of supporting documentation, minutes, and reporting to stakeholders.

Requirements:

  • Experienced compliance or legal professional with proven leadership exposure in regulatory compliance, incident, and breach management within the Australian financial services industry preferred.
  • Experience working in or providing services to a regulated financial services organisation, with a strong understanding of regulatory obligations particularly superannuation, investments, administration, advice, and insurance broking.
  • Ability to rapidly analyse and communicate complex matters commercially sensibly.
  • Excellent presentation, communication, and negotiation skills.
  • Sound knowledge and understanding of Risk Management systems, frameworks, and processes, particularly in respect of incident and breach reporting.

What Makes You Stand Out:

  • Experienced leader in a similar role in the financial services industry.
  • Strong understanding of relevant legislative and regulatory obligations, frameworks, and industry codes impacting service offerings and solutions.

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