Risk and Compliance Specialist

5 days ago

Sydney, New South Wales, Australia beBeeManager Full time $180,000 - $210,000

Role Summary:

We are seeking a highly skilled Senior Manager to join our Investment and Fund Services team. This role is a hybrid position that requires working at least three days a week in the office.

The successful candidate will be responsible for assisting with various aspects of risk management, with a particular emphasis on process, controls and adherence to risk frameworks across the Investment Services and Fund Services domains.

They should have first-class written communication skills and experience in drafting policies and documenting processes/controls in previous roles.

Generally, 5-10 years' experience in the Superannuation/Investment industry with domain knowledge in the areas of Fund Accounting, Tax, Unit Pricing, Reconciliations and Investment Operations is required.

This is a 12-month contract initially, but we anticipate it will be extended based on performance.

Key Responsibilities:
  • Actively identify potential risks across business operations, including financial, operational, compliance, and strategic risks.
  • Implement and uplift risk management practices and controls within the organization.
  • Continuously monitor the effectiveness of risk controls and regularly report on risk exposure to senior management and risk committees.
  • Ensure compliance with regulatory requirements and internal policies related to risk management.
  • Work closely with other teams to ensure an integrated approach to risk management.
  • Support the Investment and Fund Services team with risk and compliance BAU activities.

What You Need To Have:

  • At least 5-10 years' experience in a governance, regulatory compliance or legal role with experience related to financial services regulation relating to conduct and culture.
  • Experience working in or providing services to a regulated Superannuation/Investment financial services business, with an ability to interpret and apply associated legislative requirements.
  • Sound understanding and ability to operate within Legal, Risk and Compliance frameworks, including the ability to consider compliance strategically and take a commercial approach when required.
  • Ability to provide value-added advice to stakeholders in respect of risk culture behaviours and consequence, controls, process and administrative matters.

Why Join Us:

  • Enjoy professional development opportunities, interesting work and supportive leaders.
  • Foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact.
  • Our scale enables us to provide a range of career opportunities, as well as benefits and rewards to enhance your well-being.

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