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Senior Risk and Compliance Specialist
3 weeks ago
The Role of a Risk and Compliance Professional
As a trusted advisor, you will partner with key stakeholders to identify and assess risk and compliance issues. Your expertise will be crucial in influencing outcomes while providing support to develop and implement appropriate control and mitigation activities.
This role requires building effective relationships with stakeholders to facilitate a strong culture of risk and compliance awareness, oversight, ownership, and management.
- Provide front-line support on risk and compliance matters.
- Assist in monitoring and reporting processes to ensure adherence to organisational, ethical, and regulatory requirements.
- Develop and implement risk profiles, risk registers, risk controls, and risk indicators.
- Liaise with the Legal team to monitor regulatory changes impacting business units.
Key responsibilities include:
- Providing expert guidance on risk and compliance matters.
- Conducting regular file reviews and investigating incidents, breaches, and complaints.
- Supporting the implementation of related controls to manage and mitigate risks.
- Working closely with senior management and business teams.
