Senior Compliance Specialist

4 weeks ago


Melbourne, Victoria, Australia Northern Trust Corporation Full time
About Northern Trust

Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.

Role Summary

The Senior Compliance Consultant will be part of our APAC Asset Management Compliance team, working closely with regional and global stakeholders to ensure compliance with regulatory requirements. This role offers an excellent opportunity for career growth and development in a dynamic and supportive environment.

Key Responsibilities
  • Monitor and test APAC regulatory and corporate compliance obligations
  • Supervise and monitor Hong Kong-based equity and FX trading activities
  • Provide technical research and consultation to support compliance programs and initiatives
  • Assist in the development and maintenance of compliance frameworks and related policies and procedures
  • Support senior members of the department in the identification, planning, and execution of departmental activities
About You
  • Proven experience in advising and/or monitoring asset management businesses
  • Strong background in investment management products and services, with in-depth knowledge of securities, cash, and derivatives market instruments
  • Working knowledge of ASIC and other APAC regulators
  • Prior experience in the interpretation and analysis of industry standards
  • Excellent analytical and problem-solving skills
  • Ability to work independently and as part of a team
What We Offer

Northern Trust is committed to providing a supportive and inclusive work environment, with opportunities for career growth and development. We offer a competitive salary and benefits package, as well as a range of employee programs and resources to support your well-being and success.



  • Melbourne, Victoria, Australia Ashurst Full time

    The Opportunity:Join our team of experts in the energy and resources sector as a Senior Compliance Specialist - Privacy Expert.4 months of full-time work in MelbourneBuild your portfolio legal career with a well-known businessKey Skills and Experience:Strong knowledge of Privacy Act, Privacy Principles, Consumer Data Rights, and ConcessionsExperience in...


  • Melbourne, Victoria, Australia Ashurst Full time

    The Opportunity:We are seeking a highly skilled Senior Compliance Specialist to join our team in Melbourne. As a key member of our compliance team, you will be responsible for providing expert advice on privacy matters, including the Privacy Act, Privacy Principles, and Consumer Data Rights.Key Responsibilities:Provide strategic advice on privacy and data...


  • Melbourne, Victoria, Australia Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Role SummaryThe Senior Compliance Consultant will be part of our APAC Asset...


  • Melbourne, Victoria, Australia Department of Industry, Science and Resources Full time

    About the RoleThe Department of Industry, Science and Resources is seeking a highly skilled and motivated individual to join our Data Management team as a Senior Data Compliance Specialist. This role will be responsible for ensuring the accurate and timely administration of petroleum and greenhouse gas titles in Commonwealth waters in Australia.Key...


  • Melbourne, Victoria, Australia Ashurst Full time

    The Opportunity:We are seeking a highly skilled Senior Compliance Specialist to join our team in Melbourne. As a key member of our compliance team, you will be responsible for providing expert advice on privacy matters, including the Privacy Act, Privacy Principles, and Consumer Data Rights.Key Responsibilities:Provide expert advice on privacy matters,...


  • Melbourne, Victoria, Australia Department of Justice and Community Safety, Victoria Full time

    Senior Complaints Officer Role with the Department of Justice and Community Safety, VictoriaWorking with the Department of Justice and Community Safety, Victoria, as a Senior Complaints Officer is a key opportunity to contribute to a leading organization in the public sector. This role involves managing complaints and public interest disclosures in...


  • Melbourne, Victoria, Australia Nintex Full time

    About Nintex:Nintex is a global leader in process intelligence and automation, empowering organizations to transform their business processes and improve their operations.We are committed to fostering a workplace that supports amazing people in doing their best work every day. Our culture is built on collaboration, innovation, and a passion for delivering...


  • Melbourne, Victoria, Australia Nintex Full time

    About NintexNintex is a global leader in process intelligence and automation, empowering organizations to transform their digital transformation journeys. With over 10,000 customers across 90 countries, Nintex is committed to fostering a workplace that supports amazing people in doing their best work every day.About the RoleThe Senior Risk and Compliance...


  • Melbourne, Victoria, Australia Nintex Full time

    About NintexNintex is a global leader in process intelligence and automation, empowering organizations to transform their digital transformation journeys. With over 10,000 customers across 90 countries, Nintex is committed to fostering a workplace that supports amazing people in doing their best work every day.About the RoleThe Senior Risk and Compliance...


  • Melbourne, Victoria, Australia Jetstar Full time

    Job Title: Technology Compliance and Governance SpecialistJob Summary:Jetstar is seeking a highly skilled Technology Compliance and Governance Specialist to join our Technology Risk and Compliance team. As a key member of our team, you will be responsible for managing and maintaining adherence to our technology compliance frameworks, policies, and...


  • Melbourne, Victoria, Australia Nintex Full time

    About NintexNintex is a global leader in process intelligence and automation, empowering organizations to transform their digital transformation journeys. With over 10,000 customers across 90 countries, Nintex is committed to fostering a workplace that supports amazing people in doing their best work every day.About the RoleThe Senior Risk and Compliance...


  • Melbourne, Victoria, Australia Ashurst Full time

    The OpportunityWe are seeking a highly skilled and experienced Compliance and Privacy Specialist to join our team in Melbourne. This is a fantastic opportunity to build your portfolio legal career with a well-known business in the energy and resources sector.Key ResponsibilitiesProvide expert advice on Privacy Act, Privacy Principles, Consumer Data Rights,...


  • Melbourne, Victoria, Australia Bluefin Resources Full time

    Job Opportunity: Senior Tax AnalystA leading company in the energy and infrastructure sector is seeking a skilled Senior Tax Analyst to support its tax compliance and reporting functions. This organisation is committed to sustainable growth and continuous improvement in operational efficiency.The Role: The Senior Tax Analyst will be responsible for managing...


  • Melbourne, Victoria, Australia Anton Murray Consulting Full time

    Job Title: Asset Management Compliance SpecialistOur client is a large, diverse financial services firm seeking an Asset Management Compliance Specialist to join their Melbourne office, working on a high-profile risk & compliance project with a 12-month initial duration.Scope of Work:Reporting into the Program Director & Chief Compliance Officer, you will...


  • Melbourne, Victoria, Australia Hostplus Full time

    Drive Compliance Excellence at HostplusAs a Senior Analyst, you will play a critical role in shaping our compliance culture and protecting our reputation by leading critical compliance initiatives across Investments, Investment Operations, and Finance. Your expertise will support Hostplus to meet its regulatory, legal, and license obligations, making a...


  • Melbourne, Victoria, Australia Bluefin Resources Full time

    Job Summary: Bluefin Resources is seeking a skilled Senior Tax Analyst to support its tax compliance and reporting functions.About the Role: The Senior Tax Analyst will be responsible for managing key tax compliance and reporting tasks, focusing on both income and indirect taxes.Key Responsibilities:Prepare and review monthly and annual indirect tax returns...


  • Melbourne, Victoria, Australia Healthcare Australia Full time

    Credentialling Compliance SpecialistAt Healthcare Australia, we are looking for a skilled Credentialling Compliance Specialist to join our team. The successful candidate will be responsible for coordinating, monitoring, and maintaining credentialling and compliance for our Primary Health Team in line with our own mandatory requirements. This is a high-impact...


  • Melbourne, Victoria, Australia FourQuarters Recruitment Full time

    Senior Compliance ManagerWe are seeking an experienced Senior Compliance Manager to join our client's Line 2 team within its Risk and Compliance Group. This role offers an exciting opportunity to take hands-on responsibility for growing and developing the Compliance function, leading strategic initiatives and uplifting maturity across the organisation.About...

  • Compliance Specialist

    11 hours ago


    Melbourne, Victoria, Australia La Trobe University Full time

    About the PositionThe primary responsibility of this role is to ensure understanding of the ESOS Act and the National Code. Additionally, it involves timely reporting to the Department of Education, PRISMS system, and the Department of Home Affairs (DHA).As a Compliance Specialist at La Trobe University, you will coordinate a range of administrative tasks...


  • Melbourne, Victoria, Australia Myob Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Manager to join our Governance, Risk, and Compliance Team at MYOB. As a trusted adviser, you will provide specialist expertise to support our rapidly growing Financial Services and Benefits business.Key ResponsibilitiesSupport Financial Services domain teams to achieve compliance with key...