Senior Trade Surveillance Specialist

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $160,000 - $240,000
Trade Surveillance Expertise

We seek a seasoned professional to monitor global trading activity, identify and escalate potential regulatory issues.

This role involves contributing to the development of surveillance solutions, assisting with regulatory requests, and working closely with stakeholders.

Key Responsibilities:
  • Monitor global trading activity for compliance risks
  • Design and implement trade surveillance solutions
  • Support regulatory requests and trade reconstruction efforts

Requirements for success in this role include:

  • Previous experience in FX, fixed income, futures markets, compliance, or surveillance roles
  • Strong understanding of trading systems, market structures, and client interactions
  • Data manipulation and analysis skills are essential
  • Effective communication is critical, particularly distilling complex information into a concise format
Essential Skills and Qualifications:
  • Familiarity with trade surveillance systems and software
  • Ability to analyze large datasets and identify trends
  • Excellent problem-solving and analytical skills
  • Strong written and verbal communication skills

This is a challenging opportunity to utilize your expertise in trade surveillance, ensuring our organization operates within regulatory guidelines.

  • Trade Surveillance Specialist

    7 days ago

    Sydney, New South Wales, Australia beBeeSurveillance Full time $140,000 - $180,000

    Job OverviewThe role of a Trade Surveillance Specialist involves overseeing the daily analysis and investigation of market activities to ensure compliance with regulatory requirements.Main Responsibilities:To conduct deep dive investigations into suspicious market activity.To develop and implement surveillance solutions that meet regulatory requirements.To...

  • Trade Surveillance Specialist

    7 days ago

    Sydney, New South Wales, Australia beBeeRegulatory Full time $180,000 - $250,000

    Key Responsibilities of a Trade Surveillance ProfessionalThe ideal candidate will be responsible for monitoring trading activity to identify and escalate potential regulatory issues as appropriate.Monitoring Trading ActivityThe professional will monitor global trading activity to identify potential regulatory issues, such as market abuse or breach of...

  • Trade Surveillance Specialist

    1 week ago

    Sydney, New South Wales, Australia beBeeRegulator Full time $180,000 - $250,000

    Job Description">As a key team member in our Trade Surveillance department, you will play a pivotal role in enhancing and conducting surveillance over Fixed Income and Currencies and Futures businesses.Key responsibilities include:Monitoring the firm's global trading activity to identify and escalate potential regulatory issues as appropriate.Identifying...

  • Trade Surveillance

    1 week ago

    Sydney, New South Wales, Australia Jpmorgan Chase & Co Full time

    **JOB DESCRIPTION**As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. Compliance Conduct & Operational Risk (CCOR) Data Management is responsible for performing the CCOR Chief Data Office (CDO) responsibilities, including the implementation, and oversight and governance of the Firmwide Data...

  • Trade Surveillance Specialist

    1 week ago

    Sydney, New South Wales, Australia beBeeSurveillance Full time $135,000 - $150,000

    Job OverviewWe are seeking a highly skilled Trade Surveillance Specialist to join our Global Risk Management team in Sydney. The successful candidate will play a key role in monitoring and analyzing market activity for potential misconduct, as well as ensuring compliance with regulatory requirements.About Our TeamOur Risk Management Group works independently...

  • Senior Trade Surveillance Specialist

    2 weeks ago

    Sydney, New South Wales, Australia beBeeSurveillance Full time $200,000 - $250,000

    Job Summary:We are seeking a seasoned trade surveillance professional to oversee daily analysis, conduct in-depth investigations and regular reviews of non-exchange based activities.Lead efforts to identify gaps and weaknesses in the current programContribute to the design, development and implementation of surveillance solutionsAssist with regulatory...

  • Surveillance Officer

    7 days ago

    Sydney, New South Wales, Australia Charterhouse Full time

    **Parramatta / WFH**:- **Initial 12-month contract**:- **Pays $150 P/H + Super**NSW Government Agency is looking for a Surveillance Officer to join their team in Parramatta. The Surveillance Officer will be responsible for leading highly complex or specialist surveillance activities on nominated contract works for the administration of road, bridge and/or...

  • Trade Surveillance Manager

    2 weeks ago

    Sydney, New South Wales, Australia Macquarie Group Full time $150,000 - $200,000 per year

    Join our Global Surveillance team based in Sydney who play a key role conducting surveillance for potential market manipulation and misconduct and misuse of electronic communications.At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31...

  • Trade Surveillance Manager

    2 weeks ago

    Sydney, New South Wales, Australia Macquarie Bank Limited Full time

    Compliance & Regulatory, Risk ManagementJoin our Global Surveillance team based in Sydney who play a key role conducting surveillance for potential market manipulation and misconduct and misuse of electronic communications.At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global...

  • Manager, Surveillance

    4 days ago

    Sydney, New South Wales, Australia Westpac Group Full time

    **Manager, Surveillance - 54706**- Permanent Role- Sydney locationJoin a supportive, high performing team**How will I help?**Westpac Group Risk plays a critical role in identifying, monitoring, and managing a range of risks. We provide expert advice and help our business partners make informed decisions. We ensure that however or wherever we operate, we have...