Trade Surveillance Specialist

3 days ago


Sydney, New South Wales, Australia beBeeRegulator Full time $180,000 - $250,000
Job Description">

As a key team member in our Trade Surveillance department, you will play a pivotal role in enhancing and conducting surveillance over Fixed Income and Currencies and Futures businesses.

Key responsibilities include:

  • Monitoring the firm's global trading activity to identify and escalate potential regulatory issues as appropriate.
  • Identifying gaps and contributing to the design, development and implementation of surveillance solutions.
  • Assisting with regulatory requests for information including trade reconstruction efforts.

You will be responsible for establishing working relationships across various stakeholders, including local and regional traders, desk heads, compliance teams and technology experts.



  • Sydney, New South Wales, Australia beBeeSurveillance Full time $140,000 - $180,000

    Job OverviewThe role of a Trade Surveillance Specialist involves overseeing the daily analysis and investigation of market activities to ensure compliance with regulatory requirements.Main Responsibilities:To conduct deep dive investigations into suspicious market activity.To develop and implement surveillance solutions that meet regulatory requirements.To...


  • Sydney, New South Wales, Australia beBeeTradeSurveillance Full time $180,000 - $240,000

    Job Title: Global Trade Surveillance SpecialistRole Summary:This is a key role within our Trade Surveillance team, focused on enhancing and conducting surveillance across Fixed Income and Currencies and Futures businesses.The ideal candidate will have prior experience in FX, fixed income, futures markets, compliance, or surveillance roles, along with strong...


  • Sydney, New South Wales, Australia beBeeSurveillance Full time $180,000 - $250,000

    Job Title:Senior Trade Surveillance Specialist | Trade Monitoring, Fixed Income and Currencies and FuturesAbout the Role:This senior role involves overseeing global trading activity to identify potential regulatory and non-compliant issues. You will analyze systems and market structures, interact with clients, manipulate data for analysis, and communicate...


  • Sydney, New South Wales, Australia beBeeRegulatory Full time $180,000 - $250,000

    Key Responsibilities of a Trade Surveillance ProfessionalThe ideal candidate will be responsible for monitoring trading activity to identify and escalate potential regulatory issues as appropriate.Monitoring Trading ActivityThe professional will monitor global trading activity to identify potential regulatory issues, such as market abuse or breach of...


  • Sydney, New South Wales, Australia beBeeSurveillance Full time $135,000 - $150,000

    Job OverviewWe are seeking a highly skilled Trade Surveillance Specialist to join our Global Risk Management team in Sydney. The successful candidate will play a key role in monitoring and analyzing market activity for potential misconduct, as well as ensuring compliance with regulatory requirements.About Our TeamOur Risk Management Group works independently...


  • Sydney, New South Wales, Australia beBeeCompliance Full time $160,000 - $240,000

    Trade Surveillance ExpertiseWe seek a seasoned professional to monitor global trading activity, identify and escalate potential regulatory issues.This role involves contributing to the development of surveillance solutions, assisting with regulatory requests, and working closely with stakeholders.Key Responsibilities:Monitor global trading activity for...

  • Trade Surveillance

    3 days ago


    Sydney, New South Wales, Australia Jpmorgan Chase & Co Full time

    **JOB DESCRIPTION**As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. Compliance Conduct & Operational Risk (CCOR) Data Management is responsible for performing the CCOR Chief Data Office (CDO) responsibilities, including the implementation, and oversight and governance of the Firmwide Data...


  • Sydney, New South Wales, Australia beBeeSurveillance Full time $120,000 - $170,000

    Job OverviewWe seek a seasoned professional to spearhead trade surveillance efforts, ensuring the integrity of our financial operations.This key role involves overseeing daily analysis, conducting in-depth investigations, and collaborating with local Compliance teams to determine tailored surveillance strategies.The successful candidate will drive efforts to...


  • Sydney, New South Wales, Australia Charterhouse Full time

    **Parramatta / WFH**:- **Initial 12-month contract**:- **Pays $150 P/H + Super**NSW Government Agency is looking for a Surveillance Officer to join their team in Parramatta. The Surveillance Officer will be responsible for leading highly complex or specialist surveillance activities on nominated contract works for the administration of road, bridge and/or...


  • Sydney, New South Wales, Australia beBeeSurveillance Full time $200,000 - $250,000

    Job Summary:We are seeking a seasoned trade surveillance professional to oversee daily analysis, conduct in-depth investigations and regular reviews of non-exchange based activities.Lead efforts to identify gaps and weaknesses in the current programContribute to the design, development and implementation of surveillance solutionsAssist with regulatory...