Manager, Regulatory Compliance

7 months ago


Sydney, Australia HSBC Full time

-Job description

**Some career choices have more impact than others.**

At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers, our people, our investors, our communities and the planet we all share.

As an HSBC employee in Australia, you’ll have access to tailored professional development opportunities, competitive pay, an embedded flexible working culture and a range of employee benefits. These include market-leading subsidised private health cover, enhanced parental pay and support when returning to work, subsidised banking products and services, bonus leave days and wellness programmes including discounted gym memberships.

**Responsibilities**:

- Risk stewardship, and advice and support, with respect to regulatory change impacting all businesses and their implementation.
- Advice and support with respect to Regulatory Compliance Risk related regulatory breach assessments and reporting to regulators.
- Advice and support with respect to internal, external and regulatory reviews and audits relating to Regulatory Compliance Risk.
- Risk stewardship with respect to Regulatory Compliance Risk related training requirements on an entity basis.
- Working with Risk and Compliance senior management, the role requires strong partnership with key stakeholders within the businesses.
Requirements

**Requirements**:

- Professional with experience in one or more senior risk compliance roles, to include significant Regulatory Compliance experience.
- Awareness of key Australian regulatory change initiatives and their impacts on the businesses.
- Extensive knowledge of the HSBC Group structure, its business and personnel and a deep understanding of HSBC’s corporate culture.
- Relevant experience in the financial services industry.
- Lateral thinker with an ability to intepret and solve complex issues.
- Strong business judgement and a willingness to exercise it.
- Ability to support decisions with sound reasoning. Ability to clearly articulate business and regulatory implications of analysis and findings.
- Experience of interpreting and analysing a large volume of information and/or data and provide succinct summary for management.

We value different perspectives, we succeed together, collaborating across boundaries, we take responsibility, holding ourselves accountable to get things done. Through these values, HSBC is committed to building a culture where all employees are appreciated and respected and where opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow in an inclusive environment. Applications from First Nations peoples are encouraged.


  • Compliance Manager

    1 month ago


    Sydney, New South Wales, Australia HCF - Risk, Legal & Compliance Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our Risk, Legal & Compliance team at HCF. As a key member of our team, you will be responsible for providing advice and support on compliance matters to all business areas of HCF and its subsidiaries.Key Responsibilities:Ensure all HCF compliance obligations under the Risk Management...

  • Compliance Manager

    1 month ago


    Sydney, Australia HCF - Risk, Legal & Compliance Full time

    About the role  To provide advice and support on compliance matters to all business areas of HCF and its subsidiaries, including the management and maintenance of the compliance management framework and embedding an effective compliance culture into the decision-making processes and procedures of HCF. To work closely with the Senior Compliance Manager to...


  • Sydney, Australia Xe Full time

    At Xe, we live currencies. We provide a comprehensive range of currency services and products, including our Currency Converter, Market Analysis, Currency Data API and quick, easy, secure Money Transfers for individuals and businesses. We leverage technology to deliver these services through our website, mobile app and by phone. Last year, we helped over 300...


  • Sydney, New South Wales, Australia Xe Full time

    About XeXe is a leading provider of currency services and products, including a Currency Converter, Market Analysis, Currency Data API, and secure Money Transfers for individuals and businesses. We leverage technology to deliver these services through our website, mobile app, and by phone.About the RoleThe Regulatory Compliance Manager is responsible for...


  • Sydney, New South Wales, Australia Xe Full time

    About XeXe is a leading provider of currency services and products, including a Currency Converter, Market Analysis, Currency Data API, and quick, easy, secure Money Transfers for individuals and businesses.About the RoleThe Regulatory Compliance Manager is responsible for ensuring Xe's Compliance framework complies with regulatory requirements and internal...


  • Sydney, Australia MARS Recruitment Full time

    Mars Recruitment is collaborating with a leading financial services organisation to look for a Regulatory Compliance Manager to join the team and support regulatory adherence, conducting compliance monitoring, and managing internal and external reporting requirements. Key Responsibilities:Conduct research on legal and compliance issues; manage regulatory...

  • Compliance Manager

    1 month ago


    Sydney, Australia BNP Paribas Full time

    **Description of the Department**: A central team of technical experts, the Compliance team provide specialised services and expertise on technical areas on Compliance topics, such as financial security, professional ethics, market integrity, protecting interests of clients, Group policy and local regulatory obligations. They work closely with the heads of...


  • Sydney, Australia Wise Full time

    **Company Description** Since 2011, we’ve had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive...


  • Sydney, New South Wales, Australia The Law Society of NSW Full time

    The Law Society of NSW is seeking a highly experienced Senior Regulatory Compliance Manager to oversee and continuously improve the delivery of its Professional Support Unit's services to solicitors, in relation to ethics, costs, and regulatory compliance.About the RoleThis key position plays a critical role in ensuring timely guidance and support to the...


  • Sydney, New South Wales, Australia Stripe Full time

    About the RoleStripe is seeking a highly skilled Regulatory Compliance Manager to join our APAC team. As a key member of our compliance team, you will be responsible for implementing and maintaining a robust regulatory compliance program in Australia and New Zealand.Key ResponsibilitiesCreate, manage, and maintain compliance policies, procedures, registers,...


  • Sydney, New South Wales, Australia MARS Recruitment Full time

    Regulatory Compliance Manager RoleMars Recruitment is partnering with a leading financial services organization to find a skilled Regulatory Compliance Manager to support regulatory adherence, conduct compliance monitoring, and manage internal and external reporting requirements.Key Responsibilities:Conduct research on legal and compliance issues, manage...


  • Sydney, Australia Deutsche Bank Full time

    **Details of the Division and Team**: Deutsche Bank in Australia includes the following business groups operating in reliance on an Australian banking licence and Australian financial services licenses: - Investment Banking (Global Markets, Corporate Finance and Research) - Corporate Bank (Trade Finance & Lending, Cash Branch, Trust & Agency Services) - DWS...


  • Sydney, New South Wales, Australia MARS Recruitment Full time

    Mars Recruitment is seeking a highly skilled Regulatory Compliance Manager to support regulatory adherence in a leading financial services organisation.Key Responsibilities:Conduct research on legal and compliance issues, and manage regulatory updates and changes in a project management capacity.Coordinate and prepare regulatory registration and reporting...


  • Sydney, Australia Tal Services Limited Full time

    Company DescriptionWelcome to This Australian Life. From the millions of Australians we protect, to those that make it happen every day at TAL, people really are what we’re all about. We want to grow with you. Achieve with you. And support you to do your best work. That's why we're focused on developing leadership, promoting diversity, rewarding...


  • Sydney, New South Wales, Australia Oxygen Recruitment & HR Full time

    This is a dynamic opportunity to utilize your compliance expertise in a leading residential Mortgages and Asset Finance organization.About the RoleAs a Regulatory Compliance Specialist, you will be responsible for managing the company's compliance framework, performing activities such as training and managing ACL and AFSL licenses, assessing incidents and...


  • Sydney, Australia Goldman Sachs Full time

    GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for...


  • Sydney, New South Wales, Australia Commonwealth Bank of Australia Full time

    Be part of a leading banking institution as Director of Regulatory Compliance and Risk Management.About the role:We are seeking an experienced professional to join our team in this key leadership position. As Director of Regulatory Compliance and Risk Management, you will be responsible for overseeing the development and implementation of regulatory...


  • Sydney, New South Wales, Australia ASIC Full time

    About the RoleASIC is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for reviewing and testing compliance of intermediaries and issuers in the wholesale markets.Key ResponsibilitiesConduct onsite surveillances and desk-based reviews to ensure compliance with...


  • Sydney, New South Wales, Australia ING Bank (Australia) Limited Full time

    At ING Australia, we strive to create an inclusive and innovative work environment that empowers our employees to succeed.The Compliance Officer - Risk Assurance role is a key part of this vision, providing 2nd Line Compliance Assurance support to ensure that our controls meet regulatory requirements.This position involves reviewing and assessing the...


  • Sydney, Australia Energy Locals Full time

    **Sydney or Melbourne**: Looking to join a team that’s small enough that your contribution is noticed, valued, and appreciated? Our work and partnerships in the renewable space have seen us recently awarded Finders Green Energy Retailer of the year for the second year in a row. We’ve also recently been named as one of Australia’s best electricity...