Regulatory Compliance Manager

3 weeks ago

Sydney, New South Wales, Australia Xe Full time

About Xe

Xe is a leading provider of currency services and products, including a Currency Converter, Market Analysis, Currency Data API, and secure Money Transfers for individuals and businesses. We leverage technology to deliver these services through our website, mobile app, and by phone.

About the Role

The Regulatory Compliance Manager is responsible for ensuring Xe's Compliance framework complies with regulatory requirements and internal policies. This includes assisting the Head of Compliance and AML Compliance Officer in managing the Compliance Assurance and Financial Crime Compliance programs.

Key Responsibilities

  • Oversight of the Compliance Monitoring Program to ensure controls and processes are in compliance and operating effectively.
  • Reviewing reports from the Compliance Operations team to ensure transaction monitoring alerts are reviewed in a timely manner.
  • Providing support with organizing and executing on regulatory examinations and Independent Reviews.
  • Supporting the response to regulatory consumer complaints, bank requests for information, and due diligence questionnaires.
  • Reviewing and updating policies, procedures, and compliance training.
  • Supporting trend analysis to determine key risks areas to the business from a compliance perspective.

Requirements

  • A minimum of 5 years' experience in a similar role within the FX, OTC derivatives, or payments industry, or within a highly regulated financial services organization.
  • Solid understanding and experience in relevant ASIC regulatory guides, regulatory portals, AFSL licensing, and regulatory reporting requirements.
  • Detailed knowledge of legal, regulatory compliance, and operational risk issues.
  • Strong ability to articulate and communicate risk and compliance issues across all levels and verticals within the business.
  • Superior project management and time management skills.
  • Ability to assess complex activities to identify potential compliance and/or operational risks.

Perks and Benefits

  • Competitive market-based salary ($140,000 - $160,000 AUD)
  • Annual Discretionary Bonus
  • Superannuation
  • Healthcare
  • 20 days annual leave increasing with each year of service (capped at 25 days)
  • Paid day off for your Birthday
  • Discounted Euronet Employee Share Purchase Plan (ESPP)
  • Plumm Mental Health and Wellbeing

Xe is committed to making our recruitment practices barrier-free and as accessible as possible for everyone. If you would like us to do anything differently during the application, interview, or assessment process, please contact us on recruitment@xe.com

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