AML/KYC Compliance Manager

3 days ago

Sydney, New South Wales, Australia FinClear Full time
AML/KYC Compliance Manager

FinClear is Australia's leading independent technology and infrastructure provider for financial market access. FinClear is regulated by both ASIC and the ASX, with offices across four states and a client base including banks, brokers and fintechs. This role focuses on owning and implementing initiatives to ensure AML/CTF regulations are upheld, with a strong operational and commercial focus, collaborating with stakeholders to maintain FinClear's AML/CTF Program and ML/TF risk assessment methodologies and tools, monitoring regulatory developments, and managing non-compliance risks. A strong working knowledge of Australian financial services regulations is required.

Key Responsibilities
  • Lead and continue to develop the AML Compliance team
  • Advise and engage the business on AML/KYC Compliance matters
  • Partner with management and other stakeholders to drive the implementation of FinClear's AML/CTF Program and the underlying AML/CTF procedures
  • Develop, manage and deliver FinClear's AML/CTF risk awareness training
  • Manage the AML/CTF Program independent review
  • Manage the KYC review process
  • Keep abreast of regulatory changes and communicate such changes to the business, analysing impact and actions
  • Assist with the development and implementation of policies, procedures, and controls reflecting regulatory obligations
  • Collaborate with the Group Compliance Officer, Regulators, and Legal Department
Experience
  • Demonstrated experience leading, coaching and motivating teams in compliance and AML/CTF
  • Thorough understanding of Anti-Money Laundering legislation and regulations in the Australian financial services industry
  • Experience in design and implementation of Key Controls across a trading operational environment
  • Strong interpersonal skills with the ability to communicate effectively with key stakeholders
Ready to apply?

Apply now via the links. We do not wait until applications close to review them and will actively be interviewing over the coming weeks. We do not accept speculative candidates via agencies or third parties.

Rights to legally work in Australia is a must to be considered for the immediate opportunities at FinClear; sponsorship options are currently not available.

Seniority level
  • Mid-Senior level
Employment type
  • Full-time
Job function
  • Finance, Legal, and Other

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