AML & Investment Compliance Analyst

3 days ago

Sydney, New South Wales, Australia Mane Consulting Full time
Overview

Join to apply for the AML & Investment Compliance Analyst role at Mane Consulting

The base pay range is provided by Mane Consulting. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

A$115,000.00/yr - A$135,000.00/yr

About the Organisation

A High Profile Investment Group requires an Investment Compliance/AML Analyst due to an exciting phase of growth in New Business.

About the Role
  • Daily monitoring of investment guideline and rules within Client Portfolio
  • Collaborate with Clients and Front Office regarding all aspects of investment guideline reviews to ensure adherence to Mandate and Risk Profile
  • Oversee AML/CTF compliance requirements and client onboarding
  • Maintain compliance and operations documentation (KYC, AML, trade support)
  • Assisting clients with related surveillance activities such as Substantial Shareholder, Ethical Issues and Exposure Ratios
  • Key point of contact for Fund Manager queries and report requests
  • Regular Client Meetings maintaining a strong focus on efficiency and accuracy as measured by SLA's, KPIs and client feedback
  • Assist with new rules set-up and onboarding activities
  • Assist with business requirements documents, UAT & implementation plans, supporting and maintaining project governance documentation
  • Ability to interpret Investment Mandate objectives into investment rules and implement the corresponding rules within the Compliance Platform
  • Investigate breaches of mandate restrictions, identify critical factors and communicate this with both Front Office and Clients
  • Perform data maintenance and submit requests to enhance rules and mandate compliance
About You
  • Experience in a Compliance/Risk/AML/Mandate Monitoring environment such as Stockbroking, Wealth Management, Funds Management, Custody or Superannuation ideal
  • Understanding of Investment Markets, Funds and Superannuation Sector with knowledge of Investment Compliance, Mandate Monitoring or AML/KYC processes welcome
  • Strong interpersonal and verbal and written communication skills
  • Client Management skills with the ability to build long term professional relationships
  • The ability to collaborate and work effectively in a team with high attention to detail

Mane Consulting specialises in Fund Accounting & Investment Sector opportunities. For more information on this role or others in the market, contact joe.mcginty @mane.com.au

Desired Skills and Experience
  • AML KYC
  • Money Laundering
  • Investment Compliance
  • Risk
  • Mandate Monitoring
  • Review
  • Reporting
Seniority level
  • Entry level
Employment type
  • Full-time
Job function
  • Accounting/Auditing and Finance
Industries
  • Capital Markets
  • Funds and Trusts
  • Investment Management

Referrals increase your chances of interviewing at Mane Consulting by 2x

Get notified about new Anti-Money Laundering Analyst jobs in Sydney, New South Wales, Australia.

Sydney, New South Wales, Australia A$90,000 - A$110,000 3 days ago

Manly, New South Wales, Australia A$90,000 - A$120,000 4 days ago

Sydney, New South Wales, Australia 2 weeks ago

Sydney, New South Wales, Australia 4 days ago

Sydney, New South Wales, Australia 5 days ago

Anti-Money Laundering Risk Advisory Specialist

Surry Hills, New South Wales, Australia 2 weeks ago

Sydney, New South Wales, Australia 2 weeks ago

Sydney, New South Wales, Australia 2 weeks ago

Senior Analyst/Manager, Operational Risk

Sydney, New South Wales, Australia 2 weeks ago

Operational Risk Senior Analyst/Manager - Non-Financial Regulatory Reporting

We're unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.


#J-18808-Ljbffr

  • AML & Investment Compliance Analyst

    3 days ago

    Sydney, New South Wales, Australia Mane Consulting Full time

    OverviewJoin to apply for the AML & Investment Compliance Analyst role at Mane ConsultingThe base pay range is provided by Mane Consulting. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeA$115,000.00/yr - A$135,000.00/yrAbout the OrganisationA High Profile Investment Group requires an...

  • AML & Investment Compliance Analyst

    6 days ago

    Sydney, New South Wales, Australia Mane Consulting Full time $104,000 - $130,878 per year

    ABOUT THE ORGANISATION A High Profile Investment Group requires an Investment Compliance/AML Analyst due to an exciting phase of growth in New Business. ABOUT THE ROLE Daily monitoring of investment guideline and rules within Client PortfolioCollaborate with Clients and Front Office regarding all aspects of investment guideline reviews to ensure adherence...

  • Platform Investment Analyst

    4 days ago

    Sydney, New South Wales, Australia Amp Full time

    Platform Investment AnalystIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy...

  • Aml Analyst

    4 days ago

    Sydney, New South Wales, Australia Tmgm Full time

    Reporting to the AML Manager, the AML Analyst is responsible for carrying out day-to-day tasks related to Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF), while also supporting the AML Manager in managing the overall adherence to AML/CTF legislations for the group. The AML Analyst will also be supporting, liaising, and working directly with...

  • Analyst, Aml Compliance

    4 weeks ago

    Sydney, New South Wales, Australia Western Union Full time

    Time left to apply End Date: August 22, 2025 (20 days left to apply)job requisition id JR0126297 Analyst, AML Compliance – Sydney, Australia Are you looking to play a key role in helping combat financial crime and provide services to help a global financial services company navigate business processes in Compliance ? Are you ready to unleash your potential...

  • Senior Data Analyst- Financial Crime

    5 days ago

    Sydney, New South Wales, Australia Amp Full time

    OverviewJoin to apply for theSenior Data Analyst - Financial Crimerole atAMP.Nine month fixed term contract opportunity.The Financial Crime Analytics team is seeing an increasingly complex and wide-ranging set of business questions as perpetrators of fraud, scams, and AML/CTF create ever-evolving ways to exploit AMP business processes.Financial Crime...

  • Head Of 1st Line Risk- Amp Bank

    4 weeks ago

    Sydney, New South Wales, Australia AMP Full time

    Join to apply for the Head of 1st Line Risk- AMP Bank role at AMP Join to apply for the Head of 1st Line Risk- AMP Bank role at AMP Get AI-powered advice on this job and more exclusive features.Help people create their tomorrow, while you create yoursWe help people with their banking, super, retirement and finances.Through upturns, downturns, recessions,...

  • Senior Data Analyst- Financial Crime

    2 weeks ago

    Sydney, New South Wales, Australia AMP Full time

    OverviewJoin to apply for the Senior Data Analyst - Financial Crime role at AMP.Nine month fixed term contract opportunity.The Financial Crime Analytics team is seeing an increasingly complex and wide-ranging set of business questions as perpetrators of fraud, scams, and AML/CTF create ever-evolving ways to exploit AMP business processes.Financial Crime...

  • Senior Data Analyst- Financial Crime

    2 weeks ago

    Sydney, New South Wales, Australia AMP Full time

    OverviewJoin to apply for the Senior Data Analyst - Financial Crime role at AMP.Nine month fixed term contract opportunity.The Financial Crime Analytics team is seeing an increasingly complex and wide-ranging set of business questions as perpetrators of fraud, scams, and AML/CTF create ever-evolving ways to exploit AMP business processes.Financial Crime...

  • Aml Analyst

    11 hours ago

    Sydney, New South Wales, Australia Trading 212 Ltd Full time

    AML Analyst**Our mission is to enable everyone to build wealth.**We reinvent how trading and investing work by creating exceptional products people love.Fostering a culture of excellence and high velocity is the key to our success.Over the past few years, our client base has grown 20 times to over 3 million and client assets have grown over 50 times to over...