AML/KYC Compliance Manager

1 week ago

Sydney, New South Wales, Australia FinClear Full time $104,000 - $130,878 per year

We are

FinClear is Australia's leading independent technology and infrastructure provider for financial market access both listed and private; a one-stop shop for services usually outsourced by financial advisers, wealth managers, stockbrokers, and fintechs to multiple vendors.

With offices across four states, we specialise in providing trading solutions for capital markets, clearing and settlement, stock lending and technology solutions to the finance industry. Regulated by both ASIC and the ASX, FinClear hosts over A$145 billion of listed assets on its digital platform and touches over 570,000 accounts in Australia each year.

Established in 2015 with FinClear, we have now grown and expanded to become the FinClear Group. Making up the group is three diverse brands with their own unique offerings being FinClear, FCX and Transact1.

About the role

This role will see you owning and implementing initiatives to ensure AML / CTF regulations are upheld. You must be operationally and commercially focused, working with stakeholders in the business to maintain FinClear's AML/CTF Program and ML/TF risk assessment methodologies and tools, monitor industry regulations and assess and manage non-compliance risks within the business. You must have a strong working knowledge of Australian financial services regulations.

Key Responsibilities

  • Lead and continue to develop the AML Compliance team
  • Advise and engage the business on AML/KYC Compliance matters
  • Partner with management and other stakeholders to drive the implementation of FinClear's AML/CTF Program and the underlying AML/CTF procedures
  • Develop, manage and deliver FinClear's AML/CTF risk awareness training
  • Manage the AML/CTF Program independent review
  • Manage the KYC review process
  • Keep abreast of regulatory changes and effectively communicate such changes to the business as well as analyze organizational impact and resulting actions
  • Assist with the development and implementation of various policies, procedures, and controls reflecting the business' regulatory obligations
  • Collaborate with Group Compliance Officer, Regulators, and Legal Department

Experience

  • Demonstrated experience leading, coaching and motivating teams in compliance and AML/CTF
  • Thorough understanding of Anti-Money Laundering legislation and regulations as it relates in the Australian financial services industry
  • Experienced in the design and implementation of Key Controls across a trading operational environment.
  • Strong interpersonal skills with the ability to communicate effectively with key stakeholders

What are the ingredients to our secret sauce?

That's our people and the technology solutions we create, as the business grows, we are also evolving our benefits to one that our people love You can read all about the FinClear career advantage
here.

Ready to apply?

Apply now via the links. We don't wait until applications close to review them and will actively be interviewing over the coming weeks. Please note that we do not accept speculative candidates via agencies or third parties.

Rights to legally work in Australia is a must to be considered for the immediate opportunities at FinClear, (sponsorship options are currently not an option)

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