AML & Investment Compliance Analyst

4 weeks ago

Sydney, New South Wales, Australia Mane Consulting Full time
Overview

Join to apply for the AML & Investment Compliance Analyst role at Mane Consulting

The base pay range is provided by Mane Consulting. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

A$115,000.00/yr - A$135,000.00/yr

About the Organisation

A High Profile Investment Group requires an Investment Compliance/AML Analyst due to an exciting phase of growth in New Business.

About the Role
  • Daily monitoring of investment guideline and rules within Client Portfolio
  • Collaborate with Clients and Front Office regarding all aspects of investment guideline reviews to ensure adherence to Mandate and Risk Profile
  • Oversee AML/CTF compliance requirements and client onboarding
  • Maintain compliance and operations documentation (KYC, AML, trade support)
  • Assisting clients with related surveillance activities such as Substantial Shareholder, Ethical Issues and Exposure Ratios
  • Key point of contact for Fund Manager queries and report requests
  • Regular Client Meetings maintaining a strong focus on efficiency and accuracy as measured by SLA's, KPIs and client feedback
  • Assist with new rules set-up and onboarding activities
  • Assist with business requirements documents, UAT & implementation plans, supporting and maintaining project governance documentation
  • Ability to interpret Investment Mandate objectives into investment rules and implement the corresponding rules within the Compliance Platform
  • Investigate breaches of mandate restrictions, identify critical factors and communicate this with both Front Office and Clients
  • Perform data maintenance and submit requests to enhance rules and mandate compliance
About You
  • Experience in a Compliance/Risk/AML/Mandate Monitoring environment such as Stockbroking, Wealth Management, Funds Management, Custody or Superannuation ideal
  • Understanding of Investment Markets, Funds and Superannuation Sector with knowledge of Investment Compliance, Mandate Monitoring or AML/KYC processes welcome
  • Strong interpersonal and verbal and written communication skills
  • Client Management skills with the ability to build long term professional relationships
  • The ability to collaborate and work effectively in a team with high attention to detail

Mane Consulting specialises in Fund Accounting & Investment Sector opportunities. For more information on this role or others in the market, contact joe.mcginty @mane.com.au

Desired Skills and Experience
  • AML KYC
  • Money Laundering
  • Investment Compliance
  • Risk
  • Mandate Monitoring
  • Review
  • Reporting
Seniority level
  • Entry level
Employment type
  • Full-time
Job function
  • Accounting/Auditing and Finance
Industries
  • Capital Markets
  • Funds and Trusts
  • Investment Management

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