Compliance Manager

3 weeks ago

Sydney, New South Wales, Australia TOM People Full time

Get AI-powered advice on this job and more exclusive features.

This range is provided by TOM People. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

A$170,000.00/yr - A$190,000.00/yr

Direct message the job poster from TOM People

We're working with a growing, global financial services that's looking for a Compliance Manager to help build out their local compliance framework. This is a rare opportunity to join at a pivotal stage and play a hands-on role in establishing a best-practice compliance culture across the organisation.

What you'll be doing

  • You'll report to the Head of Compliance and take the lead on:
  • Designing and implementing key compliance policies, procedures, and registers
  • Building and maintaining a compliance monitoring program
  • Overseeing regulatory obligations, reporting, and audits (ASIC, APRA, HO)
  • Supporting the business with regulatory advice and compliance training
  • Leading the uplift of internal controls and managing breach/incidents registers
  • Working cross-functionally to embed compliance across all levels of the business

What we're looking for

  • 5–8 years' experience in a compliance or risk role within financial services (ideally in institutional banking, asset management, or insurance)
  • Strong understanding of Australian regulatory frameworks (ASIC/AFSL/APRA)
  • Experience setting up or improving compliance frameworks, policies, and controls
  • Excellent communication and stakeholder engagement skills
  • Driven, organised, and confident managing competing priorities

If you are interested in this opportunity, please apply today

Seniority level
  • Seniority levelMid-Senior level
Employment type
  • Employment typeFull-time
Job function
  • Job functionSupply Chain

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