Compliance Manager

4 weeks ago

Sydney, New South Wales, Australia Independent Reserve Full time
This varied role will report to the Chief Risk Officer and is a great opportunity to apply previous experience while expanding your skillset in an innovative and growing business sector. You will have the opportunity to develop the Risk and Compliance function and collaborate with all areas of the business. A broad role with growth opportunities in a rapidly expanding industry, some of your key responsibilities will include: Working with all internal teams to ensure ongoing compliance with all regulatory requirements and international standards, including:
  • ASIC
  • MAS
  • AUSTRAC
  • ISO27001
  • Managing the compliance team
  • Continuing the update of the compliance and risk management frameworks, including: regulatory change, compliance policies, compliance plans, compliance training, and compliance monitoring
  • Working closely with the Assurance Manager to monitor the control assurance testing program
  • Compiling bi-monthly risk and compliance updates for the Risk Committee and Board
  • Conducting compliance assessments and reviewing risk obligations
  • Conducting risk assessments where new risks arise or where new processes are introduced across the organisation
  • Business owner of the AMLCTF Risk Assessment
  • Carrying out periodic reviews of existing risk assessments
  • Providing ongoing assistance in the delivery of the compliance and risk frameworks
  • Managing the risk incident and remediation processes
  • Working with senior leaders and business units to understand business drivers, concerns, future expansion plans and offering support to manage risk
  • Maintaining multiple policies and registers
  • Reviewing key policies and procedures where required/supporting staff members drafting policies and procedures
  • Preparing and lodging regulatory filings
  • Working with internal/external stakeholders and participate in business meetings as required
  • Supporting team members with complex issues and sharing best practices
  • Responding to ad-hoc queries and assisting in project work as required
  • Working with the Singapore Risk and Compliance team to support their regulatory obligations
  • Acting as back-up AML Officer when required
About you: Experience and skills we are looking for:
  • At least 5 years' experience in financial services/funds/wealth management compliance, regulatory or another control function
  • Experience interacting directly with regulators highly regarded
  • Tertiary qualification in a relevant discipline, such as Law, Commerce or Accounting
  • Understanding of the financial services industry in Australia, knowledge of the relevant regulators (e.g., ASIC, AUSTRAC, OAIC), and current and proposed financial services regulatory and legislative requirements
  • Strong analytical skills
  • Excellent verbal and written communication skills and ability to work collaboratively with other business areas
  • Ability to multitask and prioritiseW
What we offer
  • A competitive salary.
  • Fee-free trading.
  • A challenging and rewarding role in the dynamic crypto industry.
  • A winning, fun, hard-working team.
  • Ongoing learning and support.
  • Great career development opportunities in a growing company.
This is an in-office role, so please do not apply if you are looking for a hybrid or remote opportunity.
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