Australia Compliance Officer

1 week ago

Sydney, New South Wales, Australia The Bank of New York Mellon Corporation Full time

_Bring your ideas. Make history. _
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology.

We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration.

Known as the "bank of banks" - 97% of the world's top banks work with us as we lead and serve our customers into the new era of digital.


With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn.

Today, we're approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself.

This is what
#LifeAtBNYMellon is all about.


We're seeking a future team member for the role of Senior Specialist - Compliance & Control to join our Australia Risk and Compliance team.

This role is located in Sydney - Hybrid

In this role, you'll make an impact in the following ways:

  • Provide oversight and compliance guidance to business including requirements on privacy, local outsourcing, licensing etc.
  • Maintain and develop compliance related policies and procedures to comply with corporate and regulatory requirements
  • Undertake Compliance Risk Assessments and evaluate the effectiveness of controls of business ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses.
  • Attend relevant branch committee / advisory groups, present compliance topics and act as the Secretary to keep proper minutes
  • Participate in or lead the delivery of Compliance related training.
  • In addition, this role will provide support/ back up coverage to other staff members within the team, spanning different aspects of the Compliance advisory function for the Australia Branch and locally incorporated Corporate Trust subsidiaries.
To be successful in this role, we're seeking the following:

  • Relevant technical knowledge of APRA, AFSL and/or ACL requirements and sound knowledge / understanding of wholesale/custody Banking and corporate trust would be preferable.
  • Good time management and prioritisation skills
  • Curiosity to learn and find solutions
  • Team player and flexible in a fastpaced environment
  • Good report writing and presentation skills
At BNY Mellon, our inclusive culture speaks for itself.

Here's a few of our awards:

  • Fortune World's Most Admired Companies & Top 20 for Diversity and Inclusion
  • Bloomberg's Gender Equality Index (GEI)
  • Best Places to Work for Disability Inclusion, Disability: IN 100% score
  • 100 Best Workplaces for Innovators, Fast Company
  • Human Rights Campaign Foundation, 100% score Corporate Equality Index
  • CDP's Climate Change 'A List'

Our Benefits:


BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy.

We provide access to flexible global resources and tools for your life's journey.

Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.
**Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

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