Manager, Regulatory Compliance Advisory, Australia

2 weeks ago

Sydney, New South Wales, Australia HSBC Full time
Manager, Regulatory Compliance Advisory, Australia

Compliance & Risk (Banking & Financial Services)

Some career choices have more impact than others.

At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress and growth, helping to create a better world – for our customers, our people, our investors, our communities and the planet we all share.

As an HSBC employee in Australia, you'll have access to tailored professional development opportunities, competitive pay, an embedded flexible working culture and a range of employee benefits. These include market-leading subsidised private health cover, enhanced parental pay and support when returning to work, subsidised banking products and services, bonus leave days and wellness programmes including discounted gym memberships.

The Manager Compliance Advisory (Cmp Adv) for Australia & New Zealand (ANZ) is responsible for ensuring that HSBC's operations in ANZ are effective in identifying, managing and mitigating Regulatory Compliance risks and ensuring timely advice is provided to the business, including Wholesale, Markets, Wealth, and Personal Banking.

This role has no direct or indirect reports.

Key Responsibilities

  • Support the lines of businesses to maintain an effective control framework and to ensure compliance with all relevant external laws, regulations, internal policies, good market practices and industry standards.
  • Provide advisory services to the lines of businesses to ensure clear understanding of compliance risk exposure when launching new and materially changed products.
  • Support the Head of Advisory to represent the compliance agenda to report on progress, operational effectiveness of policies, processes, systems and controls.
  • Assist senior team members in managing relationships with relevant regulators and other colleague on material compliance related matters.
  • Responsible for second line governance of regulatory compliance risk exposures and act as an independent trust advisor in governance forums.
  • Articulate the regulatory compliance risks for AUH, acting as a key member of the compliance advisory team in relation to regulatory compliance.

Key Requirements

  • Knowledge of at least one of Commercial Banking (CMB), Global Banking and Markets (GBM) and Wealth and Personal Banking (WPB) product and services and experience dealing with regulatory matters in Australia and New Zealand.
  • Stakeholder management skills and the ability to interact/advise in verbal/written communications in a professional, effective and concise manner.
  • Be a good team player, working in close collaboration with Regulatory Compliance colleagues and joining up with the other teams in R&C and Businesses locally.
  • Act in a professional, approachable and supportive manner, fostering a cohesive and collegiate team spirit.
  • Analytical skills and ability to analyse an issue, understand the second order implications and provide holistic, solution based advice.
  • Interpretive skills and ability to harness regulatory requirements/regulator expectations into day to day policies, procedures and guidance for a range of audiences.
  • Innovative mindset and proactive approach to find solutions.

Preference will be given to candidates who hold Australian PR/Citizenship or New Zealand Citizenship, or who can demonstrate current unrestricted work rights in Australia without limitations.

We value different perspectives, we succeed together, collaborating across boundaries, we take responsibility, holding ourselves accountable to get things done. Through these values, HSBC is committed to building a culture where all employees are appreciated and respected and where opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow in an inclusive environment. Applications from First Nations peoples are encouraged.

Learn more about careers at HSBC Australia –

Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. Issued by HSBC Bank Australia Limited. Please note that HSBC will never communicate to applicants via non-HSBC channels such as SMS, WhatsApp or Facebook so please be careful if anyone attempts to contact you via these channels.

HSBC is one of the world's largest banking and financial services organisations. We serve around 48 million customers through four Global Businesses: Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets, and Global Private Banking. Our network covers 72 countries and territories in Europe, Asia, the Middle East and Africa, North America and Latin America.

With around 6,100 offices worldwide, we aim to be where the growth is, connecting customers to opportunities, enabling businesses to thrive and economies to prosper, and ultimately helping people to fulfill their hopes and realise their ambitions.

Source: this is an extract from the company's own website

HSBC is one of the world's largest banking and financial services organisations. We serve around 48 million customers through four Global Businesses: Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets, and Global Private Banking. Our network covers 72 countries and territories in Europe, Asia, the Middle East and Africa, North America and Latin America.

With around 6,100 offices worldwide, we aim to be where the growth is, connecting customers to opportunities, enabling businesses to thrive and economies to prosper, and ultimately helping people to fulfill their hopes and realise their ambitions.

Source: this is an extract from the company's own website

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