Compliance Officer, Australia

2 weeks ago

Sydney, New South Wales, Australia Jobs for Humanity Full time
Company Description

Jobs for Humanity is dedicated to building an inclusive and just employment ecosystem.

Therefore, we have dedicated this job posting to individuals coming from the following communities:

Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Deaf of Hard of Hearing Black, Hispanic, Asian, Military Veterans, the Elderly, the LGBTQ, and Justice Impacted individuals.

If you identify with any of the following communities do not hesitate to register.

Company Name:
Binance

Job Description:

  • Binance is the global blockchain company behind the world's largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money.
Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world?

We are seeking to add a locally based Compliance Officer to the Binance Australia Derivatives team.

The applicant will work alongside our local business teams and compliance teams globally to ensure Binance Australia Derivatives operates in accordance with its AFSL.


  • Responsibilities
  • Assist with the creation, maintenance and review of policies, procedures, and controls to identify, prevent, mitigate and manage regulatory risk
  • Manage the complaints handling process, in particular, escalated complaints
  • Assist with review of marketing promotions, client communications, and website content
  • Maintain AFSL records and all required AFSL registers
  • Investigate breaches and incidents and ensure timely resolution and improvement to control environment
  • Assist with regulator correspondence and reporting for the AFSL
  • Update investment and disclosure documentation in line with regulatory, legislative and business changes
  • Coordinate Compliance Committee Meetings and preparation of board and compliance reports;Assist Responsible Managers with undertaking ongoing compliance monitoring reviews of business activities including derivative product reporting
  • Manage relationships with key internal and external parties and promote a positive Compliance culture
  • Assist the Responsible Managers and Directors with ad hoc risk and compliance tasks and projects
  • Requirements
  • At least 7 years' directly related experience in a similar legal or compliance role with a substantial knowledge of relevant rules and regulations and the daytoday compliance affairs
  • AFSL Compliance experience
  • Professional certification is an added advantage (RG146 etc.)
  • Experience with securities, OTC derivatives or CFD exposure highly desirable
  • Good understanding of Corporations Act, ASIC, AFCA, and AUSTRAC preferred
  • Ability to work independently in a fastpaced, global organization maintaining close contact with relevant teams across multiple locations
  • Proven track record of developing and maintaining relationships, internally and externally
  • Excellent problemsolving skills and ability to provide useful and efficient counsel
  • Excellent verbal and written communication skills
  • Intermediate to advanced computer skills;Good organisational skills
  • Exposure and/or knowledgeable in cryptocurrency trading and exchanges is a plus.

Working at Binance

  • Do something meaningful; Be a part of the future of finance technology and the no.1 company in the industry
  • Fast moving, challenging and unique business problems
  • International work environment and flat organisation
  • Great career development opportunities in a growing company
  • Possibility for relocation and international transfers midcareer
  • Competitive salary
  • Flexible working hours, Casual work attire

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