Analyst/Lawyer

3 weeks ago


Sydney, Australia ASIC Full time

The role

As an Analyst /Lawyer , you will be accountable for:

providing data-led analysis, evaluation and guidance on technical and policy issues relating to wholesale intermediaries' compliance with regulatory requirements, emerging issues, trends and risks - particularly across the carbon, commodity and energy derivatives markets undertaking research and providing internal advice on international regulatory developments relevant to market conduct standards - particularly across the carbon, commodity and energy derivatives markets undertaking research and providing internal advice on sustainable finance markets, including monitoring overseas regulatory developments developing and maintaining project documents to support the timely conduct of surveillance activities and delivery of outcomes conducting intelligence gathering, surveillance and project work to ensure identification of risks and compliance with the law, including onsite surveillances and desk-based reviews developing and maintaining supervisory relationships with intermediaries, and other industry and internal stakeholders assisting in the preparation of detailed reports, briefings and submissions on a broad range of policy and technical issues

About you

Bachelor degree in law and/or a relevant finance or business-related qualification and/or equivalent substantial relevant work experience. Experience in analysing business and policy issues and recommending suitable options. Experience in analysing and resolving day to day queries, and undertaking surveillance and analysis activities using a variety of tools and information, including data, reporting, systems and databases. Ability to interpret and apply financial services legislation and Australian financial services license conditions. Ability to effectively present complex, technical information to different audiences. Foundational knowledge and understanding of wholesale OTC markets and design and distribution of complex products in these markets. Experience applying the Corporations Act, ASIC Act and other relevant legislation is desirable.

Applications for this role will close at 11:59pm on 18 June 2024


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