Risk & Compliance Manager - Wealth

3 days ago

Hobart, Tasmania, Australia Mystate Limited Full time

The Risk & Complaince Manager - Wealth is responsible for oversight across the Wealth business in relation to risk management and compliance obligations. They will work collaboratively with all teams in the Wealth division to ensure regulatory and client expectations are met.

The Risk & Complaince Manager - Wealth will provide strategic advice on key compliance requirements for all aspects of TPT Wealth and provide high-level leadership and training to the team.

**Key Skills and Attributes**

Demonstrated general knowledge of industry codes of practice and legislation including AML/CTF, FSRA, Privacy Act, and National Credit legislation

Demonstrated knowledge of the operation of MISs

Well-developed customer service skills

Ability to manage strict deadlines and adjust to suit changing priorities

**Qualifications and Experience**
- A minimum of 5 years work experience in the Financial Services industry, specifically working within a risk & compliance role or similar
- Proven leadership and highly developed communication skills
- Knowledge of financial services, trustee services and MIS management
- Proficient in statutory interpretation

**Proud heritage, exciting future.**

TPT Wealth is a major provider of financial products and services including Managed Investments, Wills and Estates, and Commercial Lending. We've been playing the long game since we established back in 1887. We are also a Trustee Company authorised under the Trustee Companies Act 1953 and a wholly owned subsidiary of MyState Ltd. Our vision is to become a prominent national Wealth business with industry leading expertise in Trustee services, estate planning, income fund management and commercial lending. We want to provide our clients with simple, contemporary products and services which are enabled by digital technology.

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